{"url":"https://nivawealth.com/firms/high-pines-wealth-management-285191","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/285191","regulatoryAum":184043653,"crd":"285191","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2564337","suffix":null,"lastName":"GIBBONS","firstName":"JIM","middleName":"MATTHEW"},{"crd":"5737357","suffix":null,"lastName":"MORRIS","firstName":"RAYMOND","middleName":"KEVIN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-26","regulatoryAum":192077489,"clients":78,"employees":4,"offices":2},{"filedOn":"2022-03-22","regulatoryAum":223181463,"clients":96,"employees":4,"offices":2},{"filedOn":"2023-03-21","regulatoryAum":108231274,"clients":78,"employees":4,"offices":2},{"filedOn":"2024-03-20","regulatoryAum":130429325,"clients":113,"employees":4,"offices":1},{"filedOn":"2025-04-11","regulatoryAum":159173212,"clients":146,"employees":5,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":184043653,"clients":163,"employees":5,"offices":1}],"secFileNumber":"801-116935","legalName":"High Pines Wealth Management LLC","displayName":"High Pines Wealth Management","slug":"high-pines-wealth-management-285191","website":"https://highpineswealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/high-pines-wealth-management-llc","founded":null,"organization":"Massachusetts limited liability company","fiscalYearEnd":"December","headquarters":{"street":"40 Tremont Street, Suite 62","city":"Duxbury","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02332"},"tradeNames":[],"registration":{"secApproved":"10 July 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DISCLOSURE BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY","fee_rate_low":0.5,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:34:36.201376+00:00","documents":[{"name":"HIGH PINES DISCLOSURE BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032032","versionId":1032032,"submittedOn":"2026-03-30"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":110882221},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":61962617}],"custodyNote":"High Pines Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jim Gibbons","title":"Principal and Chief Compliance Officer","crd":"2564337"},{"name":"Dawn Gibbons","title":"Member","crd":"6767339"}],"ownership":[{"label":"Jim Gibbons","detail":"Principal and chief compliance officer in the 75% or more ownership band and a control person, since May 2017."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"40 Tremont Street, Suite 62","city":"Duxbury","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-580-3141","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":55},{"label":"Securities issued by registered investment companies or business development companies","percent":40},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/285191/PDF/285191.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032032","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does High Pines Wealth Management have?","answer":"High Pines Wealth Management has 163 clients and manages $184 million for them, as of March 2026. They include 89 individual clients and 74 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does High Pines Wealth Management offer?","answer":"High Pines Wealth Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does High Pines Wealth Management charge?","answer":"High Pines Wealth Management charges 0.50%–1.25% a year for its Wealth Management Services. The fee is billed in arrears and is negotiable.","source":"HIGH PINES DISCLOSURE BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does High Pines Wealth Management use?","answer":"High Pines Wealth Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $111M and Charles Schwab & Co., Inc. (Westlake, TX), with $62M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does High Pines Wealth Management have?","answer":"High Pines Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does High Pines Wealth Management invest in?","answer":"At the end of its last fiscal year, High Pines Wealth Management’s separately managed accounts held 55% exchange-traded equities, 40% registered funds (mutual funds, ETFs, BDCs) and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns High Pines Wealth Management?","answer":"High Pines Wealth Management’s direct owner is Jim Gibbons (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does High Pines Wealth Management get paid?","answer":"High Pines Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact High Pines Wealth Management?","answer":"High Pines Wealth Management’s main office is at 40 Tremont Street, Suite 62, Duxbury, MA 02332. Its phone number is 617-580-3141. Its website is highpineswealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}