Hegarty Advisors provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Hegarty Advisors reports 101 clients. They include 52 high-net-worth individuals and 49 individual clients. Of its assets, 100.0% ($171M across 431 accounts) are managed with discretion. Of its clients, 1% are outside the U.S. It advised 7 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 49% | 16% |
| High-net-worth individuals | 51% | 84% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 49 | $27.2M | 15.9% | $555K |
| High-net-worth individuals | 52 | $144M | 84.1% | $2.77M |
| Total | 101 | $171M | 100% | $1.69M |
- Clients
- 49
- Regulatory AUM
- $27.2M
- AUM share
- 15.9%
- Avg. per client
- $555K
- Clients
- 52
- Regulatory AUM
- $144M
- AUM share
- 84.1%
- Avg. per client
- $2.77M
Total
- Clients
- 101
- Regulatory AUM
- $171M
- AUM share
- 100%
- Avg. per client
- $1.69M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 7
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Hegarty Advisors charges 0.20%–0.80% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 0.80% |
| $1M–$10M | 0.70% |
| $10M and above | 0.20% |
Fee details and sources
Other fees
- Financial Planning
- Financial planning is a fixed fee of $2,800 or an hourly rate of $400, which may be negotiable in certain cases.
Kevin Hegarty owns 75% or more of Hegarty Advisors. It has 2 employees.
Leadership
Brian HegartyMember
Kevin HegartyPrincipal and CCO
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Hegarty Advisors, LLC
Kevin Hegarty
Control person · since October 2019
Hegarty Advisors’ regulatory assets grew 4.1× from $41.3M (May 2022) to $171M (January 2026); clients rose from 74 to 101 and employees from 1 to 2.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| January 2026 | $171M | 101 | 2 | 1 |
| January 2025 | $125M | 138 | 2 | 1 |
| January 2024 | $93.4M | 116 | 2 | 1 |
| July 2023 | $50.7M | 61 | 1 | 1 |
| May 2022 | $41.3M | 74 | 1 | 1 |
Besides its headquarters, Hegarty Advisors has 0 offices, with 1 listed address in New York.
New York · 1 listed address
- 1461 Franklin Ave, Garden CityHQ
Contact and registration details
- Legal name
- Hegarty Advisors, LLC
- Headquarters
- 1461 Franklin Ave, Garden City, NY 11530
- Website
- Not reported
- Phone
- 516-280-2323
- SEC file
- 801-124958
- Structure
- New York LLC
- Fiscal year end
- December
Hegarty Advisors uses Charles Schwab ($171M) as custodian for its separately managed accounts. Hegarty Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $171M100%
At year end, Hegarty Advisors’ separately managed accounts were mostly in funds (80%) and bonds (13%). Its reported 13F holdings for the quarter ended 30 June 2026 total $145M across 66 positions; the largest are Vanguard Intl Equity Index F (12.4%), Vanguard Index Fds (11.1%) and Vanguard Index Fds (7.5%).
What the accounts hold
- Stocks5%
- Funds80%
- Bonds13%
- U.S. government and agency bonds11%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash1%
- Other1%
- Derivatives1%
Reported 13F holdings
- $145M
- Reported 13F value
- 66
- Positions
- 57.6%
- In the 10 largest
- +14.6%
- Value vs. prior quarter
- Vanguard Intl Equity Index F · Allwrld EX US12.4%
- Vanguard Index Fds · S&P 500 ETF Shs11.1%
- Vanguard Index Fds · SM CP Val ETF7.5%
- EA Series Trust · Strive 500 ETF5.1%
- Vanguard Index Fds · Mcap VL Idxvip4.2%
- Vanguard Intl Equity Index F · TT Wrld ST ETF4.0%
- Vanguard Scottsdale Fds · Vng Rus1000val3.7%
- Vanguard Admiral Fds Inc. · Smlcp 600 Val3.4%
- Invesco Exch Traded FD TR II · Nasdaq 100 ETF3.2%
- Invesco Exchange Traded FD T · S&P500 Eql Wgt3.0%
Together, the ten largest are 57.6% of reported value.
How many clients does Hegarty Advisors have?
Hegarty Advisors has 101 clients and manages $171 million for them, as of January 2026. They include 52 high-net-worth individuals and 49 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 January 2026
What services does Hegarty Advisors offer?
Hegarty Advisors provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Hegarty Advisors charge?
Hegarty Advisors charges 0.20%–0.80% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Which custodians does Hegarty Advisors use?
Hegarty Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $171M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 January 2026
How many financial advisors does Hegarty Advisors have?
Hegarty Advisors has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Hegarty Advisors invest in?
At the end of its last fiscal year, Hegarty Advisors’ separately managed accounts held 80% registered funds (mutual funds, ETFs, BDCs), 11% U.S. government and agency bonds, 5% exchange-traded equities, 1% state and local bonds, 1% investment grade corporate bonds, 1% derivatives and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Hegarty Advisors?
Hegarty Advisors’ direct owner is Kevin Hegarty (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 13 January 2026
How does Hegarty Advisors get paid?
Hegarty Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Hegarty Advisors?
Hegarty Advisors’ main office is at 1461 Franklin Ave, Garden City, NY 11530. Its phone number is 516-280-2323.