Brian Hegarty has held the title Member at Hegarty Advisors since January 2026, is not listed as a control person, but directly owns under 5% of the firm. Brian Hegarty holds a Bachelor of Business Administration in Accounting from Loyola University Maryland.
Hegarty Advisors, LLC is a Garden City, NY firm with $171M under management, 101 clients and 2 advisers in one office, as of its January 2026 filing.
Brian Hegarty is Partner of Hegarty Advisors, LLC, based in Garden City, New York. He is an investment adviser representative registered in New York. Before joining his brother Kevin at the firm, he had a 30 year career in the financial markets, including approximately 20 years at Credit Suisse.
- Hegarty Advisors, LLCCurrent– present · 3 yearsGarden City, NY · Adviser representative · Firm CRD 306342
Professional designations
Listed by Hegarty Advisors
- CFP®
Investment adviser representative registrations
Brian Hegarty is registered as an investment adviser representative in 2 states. The first approvals date from January 2024; the most recent is Texas, in October 2024.
- New YorkSince 5 January 2024
- TexasSince 28 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 February 2023 |
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 55 | Limited Representative-Equity Trader Exam | 19 March 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 October 1996 |
| Series 7 | General Securities Representative Examination | 17 September 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Trader Exam
- Name
- Securities Industry Essentials Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian Andrew Hegarty
- CRD
- 2796075
- Firm
- Hegarty Advisors · CRD 306342
- Role
- Member
- Office
- 1461 FRANKLIN AVE, Garden City, NY 11530
- Registration
- Investment adviser registration
- In the industry since
- February 1997
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- hegartyadvisors.com
Where does Brian Hegarty work?
Brian Hegarty has held the title Member at Hegarty Advisors, LLC since January 2026.
Is Brian Hegarty a financial advisor?
Yes. Brian Hegarty has a current investment-adviser registration in New York and Texas, through Hegarty Advisors since January 2024.
How many years of experience does Brian Hegarty have?
Brian Hegarty has 29 years in the financial industry, since February 1997, across 1 adviser firm.
What exams has Brian Hegarty passed?
Brian Hegarty has passed 5 licensing exams: the Series 7, Series 63, Series 55, Series 57TO and Series 65. The earliest, the Series 7, was passed in September 1996. FINRA credited Brian Hegarty with the SIE, which began in October 2018.
Where is Brian Hegarty based?
Brian Hegarty’s registered office is in Garden City, NY.
Is Brian Hegarty registered with FINRA?
No. Brian Hegarty has no current broker registration.
Is Brian Hegarty a CFP?
Hegarty Advisors lists Brian Hegarty with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Brian Hegarty’s record?
Search CRD 2796075 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Hegarty’s full registration record.
