Kevin Hegarty has been Principal and CCO of Hegarty Advisors since October 2019, is a control person of the firm and directly owns 75% or more of it. Kevin Hegarty holds an MBA from Johns Hopkins University. Kevin Hegarty studied at United States Military Academy.
Hegarty Advisors, LLC is a Garden City, NY firm with $171M under management, 101 clients and 2 advisers in one office, as of its January 2026 filing.
Kevin Hegarty is Owner/President of Hegarty Advisors, LLC, based in Garden City, New York. He founded the firm, and before starting it he provided financial advice and consulting services for almost twenty years, including at Deutsche Bank and UBS. Earlier he served as a Captain in the U.S. Army Infantry.
- Hegarty Advisors, LLCCurrent– present · 5 yearsGarden City, NY · Adviser representative · Firm CRD 306342
Professional designations
Listed by Hegarty Advisors
- CFP®
- CFA®
Investment adviser representative registrations
Kevin Hegarty is registered as an investment adviser representative in 2 states. The first approvals date from January 2024; the most recent is Texas, in October 2024.
- New YorkSince 5 January 2024
- TexasSince 28 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 9 December 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 April 2006 |
| Series 7 | General Securities Representative Examination | 21 March 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kevin Patrick Hegarty
- CRD
- 5110292
- Firm
- Hegarty Advisors · CRD 306342
- Role
- Principal and CCO
- Office
- 1461 FRANKLIN AVE, Garden City, NY 11530
- Registration
- Investment adviser registration
- In the industry since
- February 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- hegartyadvisors.com
Where does Kevin Hegarty work?
Kevin Hegarty has been Principal and CCO of Hegarty Advisors, LLC since October 2019, and is a control person of the firm.
Is Kevin Hegarty a financial advisor?
Yes. Kevin Hegarty has a current investment-adviser registration in New York and Texas, through Hegarty Advisors since January 2024.
How many years of experience does Kevin Hegarty have?
Kevin Hegarty has 18 years in the financial industry, since February 2008, across 1 adviser firm.
What exams has Kevin Hegarty passed?
Kevin Hegarty has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in March 2006. FINRA credited Kevin Hegarty with the SIE, which began in October 2018.
Where is Kevin Hegarty based?
Kevin Hegarty’s registered office is in Garden City, NY.
Is Kevin Hegarty registered with FINRA?
No. Kevin Hegarty has no current broker registration.
Is Kevin Hegarty a CFP?
Hegarty Advisors lists Kevin Hegarty with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Source: Kevin Hegarty, CFP®, CFA® biography, hegartyadvisors.com
Is Kevin Hegarty a CFA charterholder?
Hegarty Advisors lists Kevin Hegarty with the CFA credential (“CFA®”) on its website. CFA Institute confirms certification status.
Source: Kevin Hegarty, CFP®, CFA® biography, hegartyadvisors.com
How can I verify Kevin Hegarty’s record?
Search CRD 5110292 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kevin Hegarty’s full registration record.
