Guild Investment Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and publishing newsletters. Financial planning was provided to 1–10 clients last fiscal year.
Guild Investment Management reports 90 clients. They include 60 high-net-worth individuals, 28 individual clients and 1 pension or profit-sharing plan. Of its assets, 100.0% ($185M across 211 accounts) are managed with discretion. Of its clients, 3% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 31% | 5% |
| High-net-worth individuals | 67% | 95% |
| Pension and profit-sharing plans | 1% | <1% |
| Charitable organizations | 1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 28 | $8.93M | 4.8% | $319K |
| High-net-worth individuals | 60 | $175M | 94.7% | $2.92M |
| Pension and profit-sharing plans | Fewer than 5 | $146K | 0.1% | $146K |
| Charitable organizations | Fewer than 5 | $762K | 0.4% | $762K |
| Total | 90 | $185M | 100% | — |
- Clients
- 28
- Regulatory AUM
- $8.93M
- AUM share
- 4.8%
- Avg. per client
- $319K
- Clients
- 60
- Regulatory AUM
- $175M
- AUM share
- 94.7%
- Avg. per client
- $2.92M
- Clients
- Fewer than 5
- Regulatory AUM
- $146K
- AUM share
- 0.1%
- Avg. per client
- $146K
- Clients
- Fewer than 5
- Regulatory AUM
- $762K
- AUM share
- 0.4%
- Avg. per client
- $762K
Total
- Clients
- 90
- Regulatory AUM
- $185M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 3%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Guild Investment Management is paid through a percentage of assets under management and subscription fees. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Anthony Danaher owns 50% to 75% of Guild Investment Management. The leadership team of Guild Investment Management includes President Anthony Danaher. It has 4 employees, 3 of them in advisory roles.
Leadership
- Anthony DanaherPresident, Chief Compliance Officer
- Bronwyn Von AbeleVice President
- Rudolph Von AbeleExecutive Vice President
- Montague GuildFounder
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 3 in advisory functions
- 1 soliciting firm
- Owns 50% to 75% of Guild Investment Management, Inc.
Anthony Danaher
Control person · since July 1994
- Owns 25% to 50% of Guild Investment Management, Inc.
Bronwyn Von Abele
Control person · since October 2019
- Owns 10% to 25% of Guild Investment Management, Inc.
Montague Guild
Control person · since January 1978
- Owns 10% to 25% of Guild Investment Management, Inc.
Rudolph Von Abele
Control person · since February 2022
Guild Investment Management’s regulatory assets grew from $142M (May 2021) to $185M (March 2026); clients fell from 109 to 90 and employees from 5 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $185M | 90 | 4 | 1 |
| March 2025 | $152M | 90 | 4 | 1 |
| March 2024 | $127M | 93 | 5 | 1 |
| March 2023 | $122M | 118 | 5 | 1 |
| February 2022 | $151M | 115 | 5 | 1 |
| May 2021 | $142M | 109 | 5 | 1 |
Besides its headquarters, Guild Investment Management has 0 offices, with 1 listed address in California.
California · 1 listed address
- 31225 La Baya Drive, Suite 214, Westlake VillageHQ
Contact and registration details
- Legal name
- Guild Investment Management, Inc.
- Headquarters
- 31225 La Baya Drive, Suite 214, Westlake Village, CA 91362
- Website
- guildinvestment.com
- Phone
- 310-826-8600
- @guild-investment-management
- SEC file
- 801-56863
- Structure
- California corporation
- Fiscal year end
- December
Guild Investment Management uses Citigroup Global Markets ($93.2M, 61%), Charles Schwab ($50.7M, 33%) and Fidelity ($7.95M, 5%) as custodians for its separately managed accounts. Guild Investment Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $50.7M33%
- Citigroup Global MarketsCitigroup Global Markets Inc. · New York, NY · $93.2M61%
- FidelityNational Financial Services LLC · Boston, MA · $7.95M5%
At year end, Guild Investment Management’s separately managed accounts were mostly in stocks (78%) and cash (15%). Its reported 13F holdings for the quarter ended 30 June 2026 total $146M across 59 positions; the largest are Global X Fds (9.6%), Sprott Asset Management LP (7.6%) and SPDR Series Trust (7.0%).
What the accounts hold
- Stocks78%
- Funds2%
- Registered funds1%
- Pooled vehicles1%
- Bonds5%
- U.S. government and agency bonds3%
- State and local bonds2%
- Cash15%
Reported 13F holdings
- $146M
- Reported 13F value
- 59
- Positions
- 53.3%
- In the 10 largest
- +4.6%
- Value vs. prior quarter
- Global X Fds · 1 3 MO T BI ET9.6%
- Sprott Asset Management LP · Physical Gold TR7.6%
- SPDR Series Trust · ST Str Blo 1 ETF7.0%
- Vanguard Malvern Fds · Strm Infproidx5.7%
- Nvidia Corporation5.6%
- Invesco Exchange Traded FD T · S&P500 Eql Enr3.9%
- Dell Technologies Inc. · CL C3.6%
- Vaneck ETF Trust · India Growth Ldr3.5%
- Alphabet Inc. · Cap Stk CL C3.4%
- Vaneck Merk Gold ETF · Gold Shs3.4%
Together, the ten largest are 53.3% of reported value.
How many clients does Guild Investment Management have?
Guild Investment Management has 90 clients and manages $185 million for them, as of March 2026. They include 60 high-net-worth individuals, 28 individual clients and 1 pension or profit-sharing plan.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026
What services does Guild Investment Management offer?
Guild Investment Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and publishing newsletters.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Guild Investment Management use?
Guild Investment Management’s separately managed account assets are held at Citigroup Global Markets Inc. (New York, NY), with $93.2M, Charles Schwab & Co., Inc. (San Francisco, CA), with $50.7M and National Financial Services LLC (Boston, MA), with $7.95M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026
How many financial advisors does Guild Investment Management have?
Guild Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Guild Investment Management invest in?
At the end of its last fiscal year, Guild Investment Management’s separately managed accounts held 78% exchange-traded equities, 15% cash and equivalents, 3% U.S. government and agency bonds, 2% state and local bonds, 1% registered funds (mutual funds, ETFs, BDCs) and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Guild Investment Management?
Guild Investment Management’s direct owners are Montague Guild (10% to 25%), Anthony Danaher (50% to 75%), Bronwyn Von Abele (25% to 50%) and Rudolph Von Abele (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 26 March 2026
How does Guild Investment Management get paid?
Guild Investment Management is paid through a percentage of assets under management and subscription fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Guild Investment Management?
Guild Investment Management’s main office is at 31225 La Baya Drive, Suite 214, Westlake Village, CA 91362. Its phone number is 310-826-8600. Its website is guildinvestment.com.