{"url":"https://nivawealth.com/firms/guild-investment-management-108390","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/108390","regulatoryAum":185186477,"crd":"108390","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4363077","suffix":"MR.","lastName":"DANAHER","firstName":"ANTHONY","middleName":"RUTHERFORD"},{"crd":"4362959","suffix":"MR.","lastName":"GUILD,JR.","firstName":"MONTAGUE","middleName":"NMI"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-06","regulatoryAum":141935690,"clients":109,"employees":5,"offices":1},{"filedOn":"2022-02-28","regulatoryAum":150884223,"clients":115,"employees":5,"offices":1},{"filedOn":"2023-03-27","regulatoryAum":121821884,"clients":118,"employees":5,"offices":1},{"filedOn":"2024-03-26","regulatoryAum":126578041,"clients":93,"employees":5,"offices":1},{"filedOn":"2025-03-24","regulatoryAum":151897382,"clients":90,"employees":4,"offices":1},{"filedOn":"2026-03-26","regulatoryAum":185186477,"clients":90,"employees":4,"offices":1}],"secFileNumber":"801-56863","legalName":"Guild 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They include 60 high-net-worth individuals, 28 individual clients and 1 pension or profit-sharing plan.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Guild Investment Management offer?","answer":"Guild Investment Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and publishing newsletters.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Guild Investment Management use?","answer":"Guild Investment Management’s separately managed account assets are held at Citigroup Global Markets Inc. (New York, NY), with $93.2M, Charles Schwab & Co., Inc. (San Francisco, CA), with $50.7M and National Financial Services LLC (Boston, MA), with $7.95M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Guild Investment Management have?","answer":"Guild Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Guild Investment Management invest in?","answer":"At the end of its last fiscal year, Guild Investment Management’s separately managed accounts held 78% exchange-traded equities, 15% cash and equivalents, 3% U.S. government and agency bonds, 2% state and local bonds, 1% registered funds (mutual funds, ETFs, BDCs) and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Guild Investment Management?","answer":"Guild Investment Management’s direct owners are Montague Guild (10% to 25%), Anthony Danaher (50% to 75%), Bronwyn Von Abele (25% to 50%) and Rudolph Von Abele (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Guild Investment Management get paid?","answer":"Guild Investment Management is paid through a percentage of assets under management and subscription fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Guild Investment Management?","answer":"Guild Investment Management’s main office is at 31225 La Baya Drive, Suite 214, Westlake Village, CA 91362. Its phone number is 310-826-8600. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}