Greenwich Advisors provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 1–10 clients last fiscal year.
Greenwich Advisors reports 72 clients. They include 37 high-net-worth individuals and 35 individual clients. Of its assets, 87.2% ($256M across 183 accounts) are managed with discretion; $37.6M across 28 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 49% | 5% |
| High-net-worth individuals | 51% | 58% |
| Charitable organizations | Fewer than 5 | 1% |
| Corporations and other businesses | Fewer than 5 | 36% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 35 | $15.4M | 5.3% | $440K |
| High-net-worth individuals | 37 | $170M | 58.0% | $4.59M |
| Charitable organizations | Fewer than 5 | $2.97M | 1.0% | — |
| Corporations and other businesses | Fewer than 5 | $105M | 35.8% | — |
| Total | 72 | $293M | 100% | — |
- Clients
- 35
- Regulatory AUM
- $15.4M
- AUM share
- 5.3%
- Avg. per client
- $440K
- Clients
- 37
- Regulatory AUM
- $170M
- AUM share
- 58.0%
- Avg. per client
- $4.59M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.97M
- AUM share
- 1.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $105M
- AUM share
- 35.8%
- Avg. per client
- —
Total
- Clients
- 72
- Regulatory AUM
- $293M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Greenwich Advisors charges 0.35%–0.75% a year for its Portfolio Management Services. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial planning and single-subject consulting are billed at an hourly fee of $375, which is negotiable.
Dennis Tucker owns 75% or more of Greenwich Advisors. The leadership team of Greenwich Advisors includes Chief Compliance Officer Dennis Tucker. It has 4 employees.
Leadership
- Dennis TuckerManaging Partner & Chief Compliance Officer
- Jeffrey EvansPrincipal
- Daniel PortnoyPrincipal
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
- Jeffrey Daniel Evans
- Christopher Kuehne
- Daniel Jay Portnoy
- Alexander Tucker
- Dennis Christopher Tucker
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- 1 soliciting firm
- Owns 75% or more of Greenwich Advisors, LLC
Dennis Tucker
Control person · since January 2019
- Owns 10% to 25% of Greenwich Advisors, LLC
Daniel Portnoy
since January 2014
- Owns 5% to 10% of Greenwich Advisors, LLC
Jeffrey Evans
Control person · since December 2017
Greenwich Advisors’ regulatory assets grew 1.8× from $161M (June 2024) to $293M (July 2026); clients rose from 38 to 72 and employees from 2 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $293M | 72 | 4 | 5 |
| June 2025 | $163M | 89 | 2 | 2 |
| June 2024 | $161M | 38 | 2 | 3 |
Besides its headquarters, Greenwich Advisors has 4 offices (3 private residences, listed without an address), with 2 listed addresses in California and Connecticut.
California · 1 listed address
- 5151 California Avenue, Irvine
Connecticut · 1 listed address
- 112 Mason Street, GreenwichHQ
Contact and registration details
- Legal name
- Greenwich Advisors, LLC
- Headquarters
- 112 Mason Street, Greenwich, CT 06830
- Website
- greenwichadvisors.com
- Phone
- 203-489-0700
- @greenwich-advisors.
- SEC file
- 801-130738
- Structure
- Delaware LLC
- Fiscal year end
- December
Greenwich Advisors uses Charles Schwab ($122M, 45%), J.P. Morgan ($104M, 39%) and BNY Mellon, N.A. ($44M, 16%) as custodians for its separately managed accounts. Greenwich Advisors has custody of $45.9M in client assets for 45 clients.
- BNY Mellon, N.A.BNY Mellon, N.A. · Pittsburg, PA · $44M16%
- J.P. MorganJP Morgan Chase Bank, N.A. · 383 Madison Avenue, NY · $104M39%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $122M45%
At year end, Greenwich Advisors’ separately managed accounts were largely in bonds (44%) and funds (41%).
What the accounts hold
- Stocks5%
- Funds41%
- Bonds44%
- U.S. government and agency bonds26%
- State and local bonds17%
- Investment grade corporate bonds1%
- Cash10%
How many clients does Greenwich Advisors have?
Greenwich Advisors has 72 clients and manages $293 million for them, as of July 2026. They include 37 high-net-worth individuals and 35 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 9 July 2026
What services does Greenwich Advisors offer?
Greenwich Advisors provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Greenwich Advisors charge?
Greenwich Advisors charges 0.35%–0.75% a year for its Portfolio Management Services. The fee is billed in arrears and is negotiable.
Which custodians does Greenwich Advisors use?
Greenwich Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $122M, JP Morgan Chase Bank, N.A. (383 Madison Avenue, NY), with $104M and BNY Mellon, N.A. (Pittsburg, PA), with $44M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 July 2026
How many financial advisors does Greenwich Advisors have?
Greenwich Advisors has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Greenwich Advisors invest in?
At the end of its last fiscal year, Greenwich Advisors’ separately managed accounts held 41% registered funds (mutual funds, ETFs, BDCs), 26% U.S. government and agency bonds, 17% state and local bonds, 10% cash and equivalents, 5% exchange-traded equities and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Greenwich Advisors?
Greenwich Advisors’ direct owners are Dennis Tucker (75% or more), Daniel Portnoy (10% to 25%) and Jeffrey Evans (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 9 July 2026
How does Greenwich Advisors get paid?
Greenwich Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Greenwich Advisors registered with the SEC?
Yes, Greenwich Advisors has been registered with the SEC as an investment adviser since 25 July 2024. Its CRD number is 165892 and its SEC file number is 801-130738.
Source: Form ADV Part 1A, Item 1, filed 9 July 2026; IAPD firm record
How do I contact Greenwich Advisors?
Greenwich Advisors’ main office is at 112 Mason Street, Greenwich, CT 06830. Its phone number is 203-489-0700. Its website is greenwichadvisors.com.