{"url":"https://nivawealth.com/firms/greenwich-advisors-165892","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/165892","regulatoryAum":293191795,"crd":"165892","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1450880","suffix":null,"lastName":"EVANS","firstName":"JEFFREY","middleName":"DANIEL"},{"crd":"1504097","suffix":null,"lastName":"KUEHNE","firstName":"CHRISTOPHER","middleName":null},{"crd":"1133012","suffix":null,"lastName":"PORTNOY","firstName":"DANIEL","middleName":"JAY"},{"crd":"8240091","suffix":null,"lastName":"TUCKER","firstName":"ALEXANDER","middleName":null},{"crd":"2452025","suffix":null,"lastName":"TUCKER","firstName":"DENNIS","middleName":"CHRISTOPHER"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-06-24","regulatoryAum":160943044,"clients":38,"employees":2,"offices":3},{"filedOn":"2025-06-02","regulatoryAum":162827506,"clients":89,"employees":2,"offices":2},{"filedOn":"2026-07-09","regulatoryAum":293191795,"clients":72,"employees":4,"offices":5}],"secFileNumber":"801-130738","legalName":"Greenwich Advisors, LLC","displayName":"Greenwich Advisors","slug":"greenwich-advisors-165892","website":"https://greenwichadvisors.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/165892/5193b33b2962a81b-r1.webp","tone":"light","width":745,"height":200,"sourceUrl":"https://greenwichadvisors.com/","sourceLabel":"Greenwich Advisors, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/greenwich-advisors.","xUrl":"https://twitter.com/GreenwichAdv","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"112 Mason Street","city":"Greenwich","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06830"},"tradeNames":[],"registration":{"secApproved":"25 July 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2574888.972222222,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":293191795,"discretionary":255559414,"discretionaryAccounts":183,"nonDiscretionary":37632381,"nonDiscretionaryAccounts":28,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":35,"regulatoryAum":15400286},{"label":"High-net-worth individuals","clients":37,"regulatoryAum":169991720},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":2968414},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":104831375}],"feePrograms":[{"role":"main","program":"Portfolio Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051209","versionId":1051209,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-07-09","documentName":"FORM ADV PART 2A: FIRM BROCHURE","fee_rate_low":0.35,"fee_rate_high":0.75,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Financial planning and single-subject consulting are billed at an hourly fee of $375, which is negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051209","versionId":1051209,"submittedOn":"2026-07-09","documentName":"FORM ADV PART 2A: FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:37:11.062343+00:00","documents":[{"name":"FORM ADV PART 2A: FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051209","versionId":1051209,"submittedOn":"2026-07-09"}]},"custodians":[{"name":"BNY Mellon, N.A.","shortName":"BNY Mellon, N.A.","location":"Pittsburg, PA","smaAssets":44006347},{"name":"JP Morgan Chase Bank, N.A.","shortName":"J.P. Morgan","location":"383 Madison Avenue, NY","smaAssets":104268564},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":122086798}],"custodyNote":"Greenwich Advisors has custody of $45.9M in client assets for 45 clients.","leadership":[{"name":"Dennis Tucker","title":"Managing Partner & Chief Compliance Officer","crd":"2452025"},{"name":"Jeffrey Evans","title":"Principal","crd":"1450880"},{"name":"Daniel Portnoy","title":"Principal","crd":"1133012"}],"ownership":[{"label":"Dennis Tucker","detail":"Managing partner & chief compliance officer in the 75% or more ownership band and a control person, since January 2019."},{"label":"Daniel Portnoy","detail":"Principal in the 10% to 25% ownership band, since January 2014."},{"label":"Jeffrey Evans","detail":"Principal in the 5% to 10% ownership band and a control person, since December 2017."}],"filedOffices":{"otherThanPrincipal":4,"privateResidences":3},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"5151 California Avenue","city":"Irvine"}]},{"state":"Connecticut","offices":1,"addresses":[{"street":"112 Mason Street","city":"Greenwich","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"203-489-0700","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"U.S. government/agency bonds","percent":26},{"label":"U.S. state and local bonds","percent":17},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":41},{"label":"Cash and cash equivalents","percent":10}],"privateFunds":0},"sources":{"adv1FilingDate":"9 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/165892/PDF/165892.pdf","brochureDate":"9 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051209","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Greenwich Advisors have?","answer":"Greenwich Advisors has 72 clients and manages $293 million for them, as of July 2026. They include 37 high-net-worth individuals and 35 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Greenwich Advisors offer?","answer":"Greenwich Advisors provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Greenwich Advisors charge?","answer":"Greenwich Advisors charges 0.35%–0.75% a year for its Portfolio Management Services. The fee is billed in arrears and is negotiable.","source":"FORM ADV PART 2A: FIRM BROCHURE, filed 9 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Greenwich Advisors use?","answer":"Greenwich Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $122M, JP Morgan Chase Bank, N.A. (383 Madison Avenue, NY), with $104M and BNY Mellon, N.A. (Pittsburg, PA), with $44M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Greenwich Advisors have?","answer":"Greenwich Advisors has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Greenwich Advisors invest in?","answer":"At the end of its last fiscal year, Greenwich Advisors’ separately managed accounts held 41% registered funds (mutual funds, ETFs, BDCs), 26% U.S. government and agency bonds, 17% state and local bonds, 10% cash and equivalents, 5% exchange-traded equities and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Greenwich Advisors?","answer":"Greenwich Advisors’ direct owners are Dennis Tucker (75% or more), Daniel Portnoy (10% to 25%) and Jeffrey Evans (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 9 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Greenwich Advisors get paid?","answer":"Greenwich Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Greenwich Advisors registered with the SEC?","answer":"Yes, Greenwich Advisors has been registered with the SEC as an investment adviser since 25 July 2024. Its CRD number is 165892 and its SEC file number is 801-130738.","source":"Form ADV Part 1A, Item 1, filed 9 July 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Greenwich Advisors?","answer":"Greenwich Advisors’ main office is at 112 Mason Street, Greenwich, CT 06830. Its phone number is 203-489-0700. Its website is greenwichadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 9 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}