Global Wealth Management, L.C. provides portfolio management for individuals and small businesses.
Global Wealth Management, L.C. reports 34 clients. They include 21 high-net-worth individuals, 7 individual clients, and 6 corporations and other businesses. Of its assets, 95.0% ($175M across 31 accounts) are managed with discretion; $9.27M across 3 accounts are not. Of its clients, 16% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 21% | 3% |
| High-net-worth individuals | 62% | 81% |
| Corporations and other businesses | 18% | 16% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 7 | $4.67M | 2.5% | $667K |
| High-net-worth individuals | 21 | $149M | 81.0% | $7.1M |
| Corporations and other businesses | 6 | $30.3M | 16.5% | $5.06M |
| Total | 34 | $184M | 100% | $5.42M |
- Clients
- 7
- Regulatory AUM
- $4.67M
- AUM share
- 2.5%
- Avg. per client
- $667K
- Clients
- 21
- Regulatory AUM
- $149M
- AUM share
- 81.0%
- Avg. per client
- $7.1M
- Clients
- 6
- Regulatory AUM
- $30.3M
- AUM share
- 16.5%
- Avg. per client
- $5.06M
Total
- Clients
- 34
- Regulatory AUM
- $184M
- AUM share
- 100%
- Avg. per client
- $5.42M
- Clients outside the U.S.
- 16%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Global Wealth Management, L.C. is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
H&N Holding Ag owns 75% or more of Global Wealth Management, L.C. and is in turn owned by Thomas Heierli (25–50%), Olaf Herr (25–50%) and Silvan Notzli (25–50%). Olaf Herr is CEO; the leadership team includes Chief Compliance Officer Anita Zuellig. It has 4 employees, 2 of them in advisory roles.
Leadership
- Olaf HerrChief Executive Officer
- Anita ZuelligChief Compliance Officer
- Thomas HeierliFounder/Deputy CEO/Managing Partner
- Silvan NotzliCIO/Head Portfolio Management
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 soliciting firm
- Owns 75% or more of Global Wealth Management, L.C.
H&N Holding Ag
Control person · since October 2023
- Owns 25% to 50% of H&N Holding Ag
Thomas Heierli
Control person · since October 2023
- Owns 25% to 50% of H&N Holding Ag
Olaf Herr
Control person · since October 2023
- Owns 25% to 50% of H&N Holding Ag
Silvan Notzli
Control person · since October 2023
Global Wealth Management, L.C.’s regulatory assets grew from $127M (February 2021) to $184M (March 2026); clients were 34 in both filings and employees rose from 2 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $184M | 34 | 4 | 2 |
| June 2025 | $175M | 37 | 3 | 2 |
| July 2024 | $125M | 34 | 3 | 2 |
| March 2023 | $120M | 36 | 2 | 2 |
| March 2022 | $135M | 38 | 2 | 2 |
| February 2021 | $127M | 33 | 2 | 2 |
Besides its headquarters, Global Wealth Management, L.C. has 1 office, with 2 listed addresses in the U.S. and abroad.
Florida · 1 listed address
- 625 Se 10th Street, Building 3, Deerfield BeachHQ
International offices
- C/O WEALTH MANAGEMENT GROUP AG, ZURICH, 8002, Switzerland
Contact and registration details
- Legal name
- Global Wealth Management, L.C.
- Headquarters
- 625 Se 10th Street, Building 3, Deerfield Beach, FL 33441
- Website
- gwm-ch.com
- Phone
- 13412015599
- SEC file
- 801-77847
- Structure
- Florida LLC
- Fiscal year end
- December
Global Wealth Management, L.C. uses Bank Vontobel Ag ($89.8M, 53%), Interactive Brokers ($52.9M, 31%) and Oddo-BHF ($25.7M, 15%) as custodians for its separately managed accounts. Global Wealth Management, L.C. does not have custody of client assets.
- Bank Vontobel AgBank Vontobel Ag · Zurich · $89.8M53%
- Interactive BrokersInteractive Brokers LLC · Greenwich, CT · $52.9M31%
- Oddo-BHFOddo-BHF · Zurich · $25.7M15%
At year end, Global Wealth Management, L.C.’s separately managed accounts were largely in stocks (36%) and bonds (35%).
What the accounts hold
- Stocks36%
- Bonds35%
- Investment grade corporate bonds26%
- Sovereign bonds8%
- U.S. government and agency bonds1%
- Cash19%
- Other10%
- Precious metals, alternatives, etc.10%
How many clients does Global Wealth Management, L.C. have?
Global Wealth Management, L.C. has 34 clients and manages $184 million for them, as of March 2026. They include 21 high-net-worth individuals, 7 individual clients, and 6 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Global Wealth Management, L.C. offer?
Global Wealth Management, L.C. provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Global Wealth Management, L.C. use?
Global Wealth Management, L.C.’s separately managed account assets are held at Bank Vontobel Ag (Zurich), with $89.8M, Interactive Brokers LLC (Greenwich, CT), with $52.9M and Oddo-BHF (Zurich), with $25.7M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Global Wealth Management, L.C. have?
Global Wealth Management, L.C. has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Global Wealth Management, L.C. invest in?
At the end of its last fiscal year, Global Wealth Management, L.C.’s separately managed accounts held 36% exchange-traded equities, 26% investment grade corporate bonds, 19% cash and equivalents, 10% other, 8% sovereign bonds and 1% U.S. government and agency bonds. The 10% other category is described as: Precious Metals, Alternatives, Etc.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Global Wealth Management, L.C.?
Global Wealth Management, L.C. is owned through a holding company by Thomas Heierli, Olaf Herr and Silvan Notzli. Its direct owner is H&N Holding Ag (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Global Wealth Management, L.C. get paid?
Global Wealth Management, L.C. is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Global Wealth Management, L.C.?
Global Wealth Management, L.C.’s main office is at 625 Se 10th Street, Building 3, Deerfield Beach, FL 33441. Its phone number is 13412015599. Its website is gwm-ch.com.