Thomas Heierli has been Founder/Deputy CEO/Managing Partner of Global Wealth Management, L.C. since November 2008, is a control person of the firm and directly owns under 5% of it.
Global Wealth Management, L.C. is a Deerfield Beach, FL firm with $184M under management, 34 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Thomas Heierli’s longest registration is the current one, 17 years at Global Wealth Management, L.C. since 2009.
- Wealth Management Group AgAlso current– present · under a yearZurich · Adviser representative · Firm CRD 335036
- – present · 17 yearsDeerfield Beach, FL · Adviser representative · Firm CRD 150743
Investment adviser representative registrations
Thomas Heierli is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from October 2009; the most recent is Texas, in March 2015.
- FloridaSince 9 October 2009
- TexasResidentSince 30 March 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 May 2009 |
| Series 24 | General Securities Principal Examination | 12 January 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Full name
- Thomas Urs Heierli
- CRD
- 2694377
- Firm
- Global Wealth Management, L.C. · CRD 150743
- Role
- Founder/Deputy CEO/Managing Partner
- Office
- 625 SE 10TH STREET, BUILDING 3, Deerfield Beach, FL 33441
- Registration
- Investment adviser registration
- In the industry since
- October 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Heierli work?
Thomas Heierli has been Founder/Deputy CEO/Managing Partner of Global Wealth Management, L.C. since November 2008, and is a control person of the firm.
Is Thomas Heierli a financial advisor?
Yes. Thomas Heierli has a current investment-adviser registration in Florida and Texas, through Global Wealth Management, L.C. since October 2009.
How many years of experience does Thomas Heierli have?
Thomas Heierli has 17 years in the financial industry, since October 2009, across 2 adviser firms.
What exams has Thomas Heierli passed?
Thomas Heierli has passed 2 licensing exams: the Series 24 and Series 65. The earliest, the Series 24, was passed in January 1996.
Where is Thomas Heierli based?
Thomas Heierli’s registered office is in Deerfield Beach, FL.
Is Thomas Heierli registered with FINRA?
No. Thomas Heierli has no current broker registration.
How can I verify Thomas Heierli’s record?
Search CRD 2694377 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Heierli’s full registration record.