{"url":"https://nivawealth.com/firms/global-wealth-management-l-c-150743","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/150743","regulatoryAum":184189318,"crd":"150743","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2694377","suffix":null,"lastName":"HEIERLI","firstName":"THOMAS","middleName":"URS"},{"crd":"7818262","suffix":null,"lastName":"Herr","firstName":"Olaf","middleName":null}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-28","regulatoryAum":126500511,"clients":33,"employees":2,"offices":2},{"filedOn":"2022-03-25","regulatoryAum":135334786,"clients":38,"employees":2,"offices":2},{"filedOn":"2023-03-31","regulatoryAum":120270573,"clients":36,"employees":2,"offices":2},{"filedOn":"2024-07-30","regulatoryAum":124557166,"clients":34,"employees":3,"offices":2},{"filedOn":"2025-06-23","regulatoryAum":174842252,"clients":37,"employees":3,"offices":2},{"filedOn":"2026-03-31","regulatoryAum":184189318,"clients":34,"employees":4,"offices":2}],"secFileNumber":"801-77847","legalName":"Global Wealth Management, L.C.","displayName":"Global Wealth Management, L.C.","slug":"global-wealth-management-l-c-150743","website":"https://gwm-ch.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"625 Se 10th Street, Building 3","city":"Deerfield Beach","state":"FL","stateName":"Florida","country":"United States","postalCode":"33441"},"tradeNames":[],"registration":{"secApproved":"20 May 2013","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":5494530.75,"staff":{"employees":4,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":184189318,"discretionary":174920787,"discretionaryAccounts":31,"nonDiscretionary":9268531,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":16,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":7,"regulatoryAum":4668953},{"label":"High-net-worth individuals","clients":21,"regulatoryAum":149177908},{"label":"Corporations and other businesses","clients":6,"regulatoryAum":30342457}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T13:58:22.822677+00:00","documents":[{"name":"GWM 2026 ANNUAL AMEND ADV BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035624","versionId":1035624,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Bank Vontobel Ag","shortName":"Bank Vontobel Ag","location":"Zurich","smaAssets":89805398},{"name":"Interactive Brokers LLC","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":52923058},{"name":"Oddo-BHF","shortName":"Oddo-BHF","location":"Zurich","smaAssets":25740394}],"custodyNote":"Global Wealth Management, L.C. does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Olaf Herr","title":"Chief Executive Officer","crd":"7818262"},{"name":"Anita Zuellig","title":"Chief Compliance Officer","crd":"8067297"},{"name":"Thomas Heierli","title":"Founder/Deputy CEO/Managing Partner","crd":"2694377"},{"name":"Silvan Notzli","title":"CIO/Head Portfolio Management","crd":"7827676"}],"ownership":[{"label":"H&N Holding Ag","detail":"Managing member in the 75% or more ownership band and a control person, since October 2023."},{"label":"Thomas Heierli","detail":"Indirect owner: a board member of H&N Holding Ag in the 25% to 50% band and a control person, since October 2023.","parent":"H&N Holding Ag"},{"label":"Olaf Herr","detail":"Indirect owner: a chairman of H&N Holding Ag in the 25% to 50% band and a control person, since October 2023.","parent":"H&N Holding Ag"},{"label":"Silvan Notzli","detail":"Indirect owner: a deputy chairman of H&N Holding Ag in the 25% to 50% band and a control person, since October 2023.","parent":"H&N Holding Ag"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[{"city":"ZURICH","country":"Switzerland","postalCode":"8002","street":"C/O WEALTH MANAGEMENT GROUP AG","display":{"city":"ZURICH","region":null,"postalCode":"8002","ruleVersion":"office-display-1"}}],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"625 Se 10th Street, Building 3","city":"Deerfield Beach","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"13412015599","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":36},{"label":"U.S. government/agency bonds","percent":1},{"label":"Sovereign bonds","percent":8},{"label":"Investment grade corporate bonds","percent":26},{"label":"Cash and cash equivalents","percent":19},{"label":"Other","percent":10,"detail":"Precious Metals, Alternatives, Etc."}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/150743/PDF/150743.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035624","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Global Wealth Management, L.C. have?","answer":"Global Wealth Management, L.C. has 34 clients and manages $184 million for them, as of March 2026. They include 21 high-net-worth individuals, 7 individual clients, and 6 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Global Wealth Management, L.C. offer?","answer":"Global Wealth Management, L.C. provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Global Wealth Management, L.C. use?","answer":"Global Wealth Management, L.C.’s separately managed account assets are held at Bank Vontobel Ag (Zurich), with $89.8M, Interactive Brokers LLC (Greenwich, CT), with $52.9M and Oddo-BHF (Zurich), with $25.7M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Global Wealth Management, L.C. have?","answer":"Global Wealth Management, L.C. has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Global Wealth Management, L.C. invest in?","answer":"At the end of its last fiscal year, Global Wealth Management, L.C.’s separately managed accounts held 36% exchange-traded equities, 26% investment grade corporate bonds, 19% cash and equivalents, 10% other, 8% sovereign bonds and 1% U.S. government and agency bonds. The 10% other category is described as: Precious Metals, Alternatives, Etc.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Global Wealth Management, L.C.?","answer":"Global Wealth Management, L.C. is owned through a holding company by Thomas Heierli, Olaf Herr and Silvan Notzli. Its direct owner is H&N Holding Ag (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Global Wealth Management, L.C. get paid?","answer":"Global Wealth Management, L.C. is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Global Wealth Management, L.C.?","answer":"Global Wealth Management, L.C.’s main office is at 625 Se 10th Street, Building 3, Deerfield Beach, FL 33441. Its phone number is 13412015599. Its website is gwm-ch.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}