Gassman Financial provides financial planning and portfolio management for individuals and small businesses.
Gassman Financial reports 307 clients. They include 270 individual clients and 37 high-net-worth individuals. Of its assets, 100.0% ($113M across 408 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 88% | 66% |
| High-net-worth individuals | 12% | 34% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 270 | $74M | 65.8% | $274K |
| High-net-worth individuals | 37 | $38.5M | 34.2% | $1.04M |
| Total | 307 | $113M | 100% | $367K |
- Clients
- 270
- Regulatory AUM
- $74M
- AUM share
- 65.8%
- Avg. per client
- $274K
- Clients
- 37
- Regulatory AUM
- $38.5M
- AUM share
- 34.2%
- Avg. per client
- $1.04M
Total
- Clients
- 307
- Regulatory AUM
- $113M
- AUM share
- 100%
- Avg. per client
- $367K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Gassman Financial charges 1.00% a year for its Wealth Management Services. The fee is billed in advance and is negotiable.
Fee details and sources
Jeremy Gassman owns 75% or more of Gassman Financial. The leadership team of Gassman Financial includes Chief Compliance Officer Jeremy Gassman. It has 2 employees, 1 of them in advisory roles.
Leadership
- Jeremy GassmanManaging Member and Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 1 in advisory functions
- 1 state-registered rep
- 1 insurance agent
- Owns 75% or more of Gassman Financial LLC
Jeremy Gassman
Control person · since December 2021
Besides its headquarters, Gassman Financial has 2 offices (2 private residences, listed without an address), with 1 listed address in New Hampshire.
New Hampshire · 1 listed address
- 85 Stiles Road, Suite # 101, SalemHQ
Contact and registration details
- Legal name
- Gassman Financial LLC
- Headquarters
- 85 Stiles Road, Suite # 101, Salem, NH 03079
- Website
- Not reported
- Phone
- 603-898-3663
- SEC file
- 801-135561
- Structure
- New Hampshire LLC
- Fiscal year end
- December
Gassman Financial uses Charles Schwab ($113M) as custodian for its separately managed accounts. Gassman Financial does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $113M100%
At year end, Gassman Financial’s separately managed accounts were mostly in stocks (82%) and cash (12%).
What the accounts hold
- Stocks82%
- Non-exchange-traded equities42%
- Exchange-traded equities40%
- Funds5%
- Cash12%
- Other1%
- Reits1%
How many clients does Gassman Financial have?
Gassman Financial has 307 clients and manages $113 million for them, as of July 2026. They include 270 individual clients and 37 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 July 2026
What services does Gassman Financial offer?
Gassman Financial provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Gassman Financial charge?
Gassman Financial charges 1.00% a year for its Wealth Management Services. The fee is billed in advance and is negotiable.
Source: GASSMAN FINANCIAL DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT, filed 15 October 2026
Which custodians does Gassman Financial use?
Gassman Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $113M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 July 2026
How many financial advisors does Gassman Financial have?
Gassman Financial has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Gassman Financial invest in?
At the end of its last fiscal year, Gassman Financial’s separately managed accounts held 42% non-exchange-traded equities, 40% exchange-traded equities, 12% cash and equivalents, 5% registered funds (mutual funds, ETFs, BDCs) and 1% other. The 1% other category is described as: Reits.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Gassman Financial?
Gassman Financial’s direct owner is Jeremy Gassman (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 July 2026
How does Gassman Financial get paid?
Gassman Financial is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Gassman Financial registered with the SEC?
Yes, Gassman Financial has been registered with the SEC as an investment adviser since 13 March 2026. Its CRD number is 317204 and its SEC file number is 801-135561.
Source: Form ADV Part 1A, Item 1, filed 10 July 2026; IAPD firm record
How do I contact Gassman Financial?
Gassman Financial’s main office is at 85 Stiles Road, Suite # 101, Salem, NH 03079. Its phone number is 603-898-3663.