Jeremy Gassman has been Managing Member and Chief Compliance Officer of Gassman Financial since December 2021, is a control person of the firm and directly owns 75% or more of it.
Gassman Financial LLC is a Salem, NH firm with $113M under management, 307 clients and 1 adviser across 3 offices, as of its July 2026 filing.
Jeremy Gassman’s longest registration was 13 years at Madison Avenue Securities, LLC (2009–2022). Before joining Gassman Financial in 2022, Jeremy Gassman was registered through Madison Avenue Securities, LLC and Lincoln Financial Securities Corporation.
- Madison Avenue Securities, LLC– · 13 yearsSalem, NH · Adviser representative · Firm CRD 23224
- Lincoln Financial Securities Corporation– · 4 yearsSalem, NH · Adviser representative · Firm CRD 3870
- Jefferson Pilot Securities Corp– · under a yearSalem, NH · Adviser representative · Firm CRD 3870
- Informed Resources, Inc.– · 5 yearsSalem, NH · Adviser representative · Firm CRD 111899
Investment adviser representative registrations
Jeremy Gassman is registered as an investment adviser representative in 3 states. The first approvals date from June 2022; the most recent is Florida, in July 2022.
- FloridaSince 27 July 2022
- MassachusettsSince 15 June 2022
- New HampshireSince 3 June 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 15 February 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 13 December 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 January 1998 |
| Series 7 | General Securities Representative Examination | 29 October 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeremy Jason Gassman
- CRD
- 2880421
- Firm
- Gassman Financial · CRD 317204
- Role
- Managing Member and Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- October 1997
- Disciplinary history
- Not yet shown here · SEC record
Where does Jeremy Gassman work?
Jeremy Gassman has been Managing Member and Chief Compliance Officer of Gassman Financial LLC since December 2021, and is a control person of the firm.
Is Jeremy Gassman a financial advisor?
Yes. Jeremy Gassman has a current investment-adviser registration in Florida, Massachusetts and New Hampshire, through Gassman Financial since June 2022.
How many years of experience does Jeremy Gassman have?
Jeremy Gassman has 28 years in the financial industry, since October 1997, across 4 adviser firms.
What exams has Jeremy Gassman passed?
Jeremy Gassman has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in October 1997. FINRA credited Jeremy Gassman with the SIE, which began in October 2018.
Where did Jeremy Gassman work before Gassman Financial?
Before Gassman Financial, Jeremy Gassman was registered through Lincoln Financial Securities Corporation, February 2005 to May 2009; Jefferson Pilot Securities Corp, June 2004 to January 2005; Informed Resources, Inc., January 1999 to December 2004.
Is Jeremy Gassman registered with FINRA?
No. Jeremy Gassman has no current broker registration.
How can I verify Jeremy Gassman’s record?
Search CRD 2880421 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeremy Gassman’s full registration record.