Four Quadrant Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, business succession planning, and estate planning. Financial planning was provided to 51–100 clients last fiscal year.
Four Quadrant Wealth Advisors reports 100 clients. They include 62 high-net-worth individuals and 38 individual clients. Of its assets, 100.0% ($219M across 552 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 38% | 7% |
| High-net-worth individuals | 62% | 93% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 38 | $14.5M | 6.6% | $382K |
| High-net-worth individuals | 62 | $204M | 93.4% | $3.3M |
| Total | 100 | $219M | 100% | $2.19M |
- Clients
- 38
- Regulatory AUM
- $14.5M
- AUM share
- 6.6%
- Avg. per client
- $382K
- Clients
- 62
- Regulatory AUM
- $204M
- AUM share
- 93.4%
- Avg. per client
- $3.3M
Total
- Clients
- 100
- Regulatory AUM
- $219M
- AUM share
- 100%
- Avg. per client
- $2.19M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Four Quadrant Wealth Advisors charges 1.50%–2.00% a year for its Portfolio Management Services. The fee is billed in arrears and is not negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning
- Fixed planning fees generally range from $8,000 to $30,000; an initial consultation of $2,500 to $5,000 adjusts the first-year fee; business-entity planning ranges from $2,000 to $35,000.
Jason Smith owns 75% or more of Four Quadrant Wealth Advisors. The leadership team of Four Quadrant Wealth Advisors includes President Jason Smith and Chief Operating Officer Brogan Baxter. It has 34 employees, 6 of them in advisory roles.
Leadership
Jason SmithPresident
Brogan BaxterChief Operating Officer & Chief Compliance Officer
Investment adviser representatives
8 representatives listed in the SEC register as of 9 October 2026.
Staff
- 34 employees
- 6 in advisory functions
- 6 state-registered reps
- 2 insurance agents
- Owns 75% or more of Four Quadrant Wealth Advisors, Inc.
Jason Smith
Control person · since March 2004
- Owns 5% to 10% of Four Quadrant Wealth Advisors, Inc.
Brogan Baxter
Control person · since August 2014
Four Quadrant Wealth Advisors’ regulatory assets grew 1.7× from $125M (June 2022) to $219M (February 2026); clients rose from 90 to 100 and employees from 10 to 34.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $219M | 100 | 34 | 1 |
| March 2025 | $172M | 97 | 34 | 1 |
| May 2024 | $135M | 98 | 25 | 1 |
| February 2023 | $126M | 96 | 17 | 1 |
| June 2022 | $125M | 90 | 10 | 1 |
Besides its headquarters, Four Quadrant Wealth Advisors has 0 offices, with 1 listed address in Indiana.
Indiana · 1 listed address
- 11939 N Meridian St, Ste 225, CarmelHQ
Other business names
Four Quadrant Wealth Advisors has reported 4 other business names to the SEC.
- Four Quadrant Advisory
- Four Quadrant Advisory Companies
- Four Quadrant Wealth Advisors
- Four Quadrants
Contact and registration details
- Legal name
- Four Quadrant Wealth Advisors, Inc.
- Headquarters
- 11939 N Meridian St, Ste 225, Carmel, IN 46032
- Website
- fourquadrantsadvisory.com
- Phone
- 877-441-5144
- @four-quadrants-advisory
- SEC file
- 801-126014
- Founded
- 2004
- Structure
- Indiana corporation
- Fiscal year end
- December
Four Quadrant Wealth Advisors uses Fidelity ($219M) as custodian for its separately managed accounts. Four Quadrant Wealth Advisors has custody of $219M in client assets for 100 clients.
- FidelityFidelity Brokerage Services LLC · San Francisco, CA · $219M100%
At year end, Four Quadrant Wealth Advisors’ separately managed accounts were mostly in stocks (84%) and funds (12%).
What the accounts hold
- Stocks84%
- Funds12%
- Bonds1%
- Cash3%
How many clients does Four Quadrant Wealth Advisors have?
Four Quadrant Wealth Advisors has 100 clients and manages $219 million for them, as of February 2026. They include 62 high-net-worth individuals and 38 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 February 2026
What services does Four Quadrant Wealth Advisors offer?
Four Quadrant Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, business succession planning, and estate planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Four Quadrant Wealth Advisors charge?
Four Quadrant Wealth Advisors charges 1.50%–2.00% a year for its Portfolio Management Services. The fee is billed in arrears and is not negotiable.
Source: FOUR QUADRANT WEALTH ADVISORS, INC. ADV BROCHURE, filed 18 February 2026
Which custodians does Four Quadrant Wealth Advisors use?
Four Quadrant Wealth Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (San Francisco, CA), with $219M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 February 2026
How many financial advisors does Four Quadrant Wealth Advisors have?
Four Quadrant Wealth Advisors has 6 investment adviser representatives registered with state securities authorities, out of 34 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Four Quadrant Wealth Advisors invest in?
At the end of its last fiscal year, Four Quadrant Wealth Advisors’ separately managed accounts held 84% exchange-traded equities, 12% registered funds (mutual funds, ETFs, BDCs), 3% cash and equivalents and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Four Quadrant Wealth Advisors?
Four Quadrant Wealth Advisors’ direct owners are Jason Smith (75% or more) and Brogan Baxter (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 18 February 2026
How does Four Quadrant Wealth Advisors get paid?
Four Quadrant Wealth Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Four Quadrant Wealth Advisors registered with the SEC?
Yes, Four Quadrant Wealth Advisors has been registered with the SEC as an investment adviser since 1 July 2022. Its CRD number is 130753 and its SEC file number is 801-126014.
Source: Form ADV Part 1A, Item 1, filed 18 February 2026; IAPD firm record
How do I contact Four Quadrant Wealth Advisors?
Four Quadrant Wealth Advisors’ main office is at 11939 N Meridian St, Ste 225, Carmel, IN 46032. Its phone number is 877-441-5144. Its website is fourquadrantsadvisory.com.