Stacy Phillips has been an investment adviser representative at Four Quadrant Wealth Advisors since May 2018, and is not listed among the firm’s executive officers or direct owners. Stacy Phillips studied at Mississippi State University.
Four Quadrant Wealth Advisors, Inc. is a Carmel, IN firm with $219M under management, 100 clients and 6 advisers in one office, as of its February 2026 filing.
Stacy Phillips is Director of Financial Planning at Four Quadrants. He provides knowledge in financial planning, insurance and business operations to the planning team and works directly with clients on planning decisions. He was a PGA Club Professional for 10 years before moving into financial planning.
Stacy Phillips’ longest registration is the current one, 8 years at Four Quadrant Wealth Advisors since 2018. Before joining Four Quadrant Wealth Advisors in 2018, Stacy Phillips was registered through Sagepoint Financial, Inc.
- – present · 8 yearsCarmel, IN · Adviser representative · Firm CRD 130753
- Sagepoint Financial, Inc.– · under a yearIndianapolis, IN · Adviser representative · Firm CRD 133763
Professional designations
Listed by Four Quadrant Wealth Advisors
- CFP®
- CLTC
Investment adviser representative registrations
Stacy Phillips is registered as an investment adviser representative in Indiana, since May 2018.
- IndianaSince 4 May 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 14 November 2017 |
| Series 24 | General Securities Principal Examination | 31 March 2011 |
| Series 7 | General Securities Representative Examination | 4 August 2010 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 June 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 May 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Stacy Alan Phillips
- CRD
- 4961703
- Firm
- Four Quadrant Wealth Advisors · CRD 130753
- Office
- 11939 N MERIDIAN ST, STE 225, Carmel, IN 46032
- Registration
- Investment adviser registration
- In the industry since
- May 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fourquadrantsadvisory.com
Where does Stacy Phillips work?
Stacy Phillips is an investment adviser representative registered through Four Quadrant Wealth Advisors, Inc. since May 2018, and is not listed among the firm’s executive officers or direct owners.
Is Stacy Phillips a financial advisor?
Yes. Stacy Phillips has a current investment-adviser registration in Indiana, through Four Quadrant Wealth Advisors since May 2018.
How many years of experience does Stacy Phillips have?
Stacy Phillips has 20 years in the financial industry, since May 2006, across 2 adviser firms.
What exams has Stacy Phillips passed?
Stacy Phillips has passed 5 licensing exams: the Series 63, Series 6, Series 7, Series 24 and Series 66. The earliest, the Series 63, was passed in May 2005. FINRA credited Stacy Phillips with the SIE, which began in October 2018.
Where did Stacy Phillips work before Four Quadrant Wealth Advisors?
Before Four Quadrant Wealth Advisors, Stacy Phillips was registered through Sagepoint Financial, Inc., November 2017 to February 2018.
Where is Stacy Phillips based?
Stacy Phillips’ registered office is in Carmel, IN.
Is Stacy Phillips registered with FINRA?
No. Stacy Phillips has no current broker registration.
Is Stacy Phillips a CFP?
Four Quadrant Wealth Advisors lists Stacy Phillips with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Stacy Phillips’ record?
Search CRD 4961703 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stacy Phillips’ full registration record.
