Brogan Baxter has been Chief Operating Officer & Chief Compliance Officer of Four Quadrant Wealth Advisors since August 2014, is a control person of the firm and directly owns between 5% and 10% of it. Brogan Baxter holds an MBA.
Four Quadrant Wealth Advisors, Inc. is a Carmel, IN firm with $219M under management, 100 clients and 6 advisers in one office, as of its February 2026 filing.
Brogan Baxter is Chief Operating Officer and Senior Analyst of Four Quadrants, and a minority owner. As Chief Operating Officer and head of the planning team, he guides the efforts of the office and deals with high-level client challenges. He is the first person clients work with when they begin the initial process.
- – present · 22 yearsIndianapolis, IN · Adviser representative · Firm CRD 130753
Investment adviser representative registrations
Brogan Baxter is registered as an investment adviser representative in 2 states. The first approvals date from April 2004; the most recent is Texas, in September 2010.
- IndianaSince 30 April 2004
- TexasSince 1 September 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 April 2004 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Brogan D Baxter
- CRD
- 4790947
- Firm
- Four Quadrant Wealth Advisors · CRD 130753
- Role
- Chief Operating Officer & Chief Compliance Officer
- Office
- 9645 COUNSELORS ROW, Indianapolis, IN 46240
- Registration
- Investment adviser registration
- In the industry since
- April 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fourquadrantsadvisory.com
Where does Brogan Baxter work?
Brogan Baxter has been Chief Operating Officer & Chief Compliance Officer of Four Quadrant Wealth Advisors, Inc. since August 2014, and is a control person of the firm.
Is Brogan Baxter a financial advisor?
Yes. Brogan Baxter has a current investment-adviser registration in Indiana and Texas, through Four Quadrant Wealth Advisors since April 2004.
How many years of experience does Brogan Baxter have?
Brogan Baxter has 22 years in the financial industry, since April 2004, across 1 adviser firm.
What exams has Brogan Baxter passed?
Brogan Baxter passed the Series 65 in April 2004.
Where is Brogan Baxter based?
Brogan Baxter’s registered office is in Indianapolis, IN.
Is Brogan Baxter registered with FINRA?
No. Brogan Baxter has no current broker registration.
How can I verify Brogan Baxter’s record?
Search CRD 4790947 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brogan Baxter’s full registration record.
