First Mason Financial provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and pension consulting. Financial planning was provided to 51–100 clients last fiscal year.
First Mason Financial reports 383 clients. They include 317 individual clients, 65 high-net-worth individuals and 1 pension or profit-sharing plan. Of its assets, 100.0% ($186M across 1,068 accounts) are managed with discretion. It advised 5 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 83% | 41% |
| High-net-worth individuals | 17% | 58% |
| Pension and profit-sharing plans | <1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 317 | $75.8M | 40.8% | $239K |
| High-net-worth individuals | 65 | $107M | 57.6% | $1.65M |
| Pension and profit-sharing plans | 1 | $2.89M | 1.6% | $2.89M |
| Total | 383 | $186M | 100% | $485K |
- Clients
- 317
- Regulatory AUM
- $75.8M
- AUM share
- 40.8%
- Avg. per client
- $239K
- Clients
- 65
- Regulatory AUM
- $107M
- AUM share
- 57.6%
- Avg. per client
- $1.65M
- Clients
- 1
- Regulatory AUM
- $2.89M
- AUM share
- 1.6%
- Avg. per client
- $2.89M
Total
- Clients
- 383
- Regulatory AUM
- $186M
- AUM share
- 100%
- Avg. per client
- $485K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 5
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
First Mason Financial is paid through a percentage of assets under management and fixed fees (other than subscription fees). Brochure fee details have not yet been processed for this profile. Find its brochure on the SEC’s site.
Daniel Mason owns 75% or more of First Mason Financial. The leadership team of First Mason Financial includes President Daniel Mason. It has 3 employees, 1 of them in advisory roles.
Leadership
- Daniel MasonPresident & Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 1 in advisory functions
- 1 state-registered rep
- 1 insurance agent
- Owns 75% or more of First Mason Financial, LLC
Daniel Mason
Control person · since August 2007
First Mason Financial’s regulatory assets grew 1.7× from $108M (March 2021) to $186M (March 2026); clients were 383 in both filings and employees rose from 2 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $186M | 383 | 3 | 1 |
| March 2025 | $155M | 371 | 3 | 1 |
| March 2024 | $140M | 352 | 3 | 1 |
| March 2023 | $148M | 260 | 3 | 1 |
| March 2022 | $135M | 220 | 3 | 1 |
| March 2021 | $108M | 366 | 2 | 1 |
Besides its headquarters, First Mason Financial has 0 offices, with 1 listed address in Ohio.
Ohio · 1 listed address
- 33 Public Square, MedinaHQ
Contact and registration details
- Legal name
- First Mason Financial, LLC
- Headquarters
- 33 Public Square, Medina, OH 44256
- Website
- fmf365.com
- Phone
- 330-722-5777
- SEC file
- 801-72315
- Structure
- Ohio LLC
- Fiscal year end
- December
First Mason Financial uses Fidelity ($185M, 99%) and Charles Schwab ($1.02M, 1%) as custodians for its separately managed accounts. First Mason Financial does not have custody of client assets.
- FidelityFidelity Distributors Company LLC · Covington, KY · $185M99%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $1.02M1%
At year end, First Mason Financial’s separately managed accounts were mostly in funds (58%) and stocks (39%).
What the accounts hold
- Stocks39%
- Funds58%
- Bonds3%
How many clients does First Mason Financial have?
First Mason Financial has 383 clients and manages $186 million for them, as of March 2026. They include 317 individual clients, 65 high-net-worth individuals and 1 pension or profit-sharing plan.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does First Mason Financial offer?
First Mason Financial provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does First Mason Financial use?
First Mason Financial’s separately managed account assets are held at Fidelity Distributors Company LLC (Covington, KY), with $185M and Charles Schwab & Co., Inc. (Westlake, TX), with $1.02M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does First Mason Financial have?
First Mason Financial has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does First Mason Financial invest in?
At the end of its last fiscal year, First Mason Financial’s separately managed accounts held 58% registered funds (mutual funds, ETFs, BDCs), 39% exchange-traded equities and 3% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns First Mason Financial?
First Mason Financial’s direct owner is Daniel Mason (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does First Mason Financial get paid?
First Mason Financial is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is First Mason Financial registered with the SEC?
Yes, First Mason Financial has been registered with the SEC as an investment adviser since 3 May 2011. Its CRD number is 145025 and its SEC file number is 801-72315.
Source: Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record
How do I contact First Mason Financial?
First Mason Financial’s main office is at 33 Public Square, Medina, OH 44256. Its phone number is 330-722-5777. Its website is fmf365.com.