Daniel Mason has been President & Chief Compliance Officer of First Mason Financial since August 2007, is a control person of the firm and directly owns 75% or more of it.
First Mason Financial, LLC is a Medina, OH firm with $186M under management, 383 clients and 1 adviser in one office, as of its March 2026 filing.
Daniel Mason is founder and CEO of First Mason Financial. He began his career at a large brokerage firm and, at 28, decided to provide a different type of financial planning. In 2007 he opened First Mason Financial as an investment advisory firm.
Daniel Mason’s longest registration is the current one, 18 years at First Mason Financial since 2008. Before joining First Mason Financial in 2022, Daniel Mason was registered through Triad Advisors, Inc. and Prim Advisors, Incorporated.
- First Mason Financial, LLCCurrent– present · 18 yearsMedina, OH · Adviser representative · Firm CRD 145025
- Triad Advisors, Inc.– · 1 yearMedina, OH · Adviser representative · Firm CRD 25803
- Prim Advisors, Incorporated– · under a yearCleveland, OH · Adviser representative · Firm CRD 111686
- UBS Financial Services Inc.– · 1 yearBeachwood, OH · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Daniel Mason is registered as an investment adviser representative in 2 states. Each was approved in January 2022.
- OhioSince 26 January 2022
- TexasSince 24 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 4 January 2002 |
| Series 7 | General Securities Representative Examination | 13 August 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Jerome Mason
- CRD
- 4430474
- Firm
- First Mason Financial · CRD 145025
- Role
- President & Chief Compliance Officer
- Office
- 33 Public Square, Medina, OH 44256
- Registration
- Investment adviser registration
- In the industry since
- September 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fmf365.com
Where does Daniel Mason work?
Daniel Mason has been President & Chief Compliance Officer of First Mason Financial, LLC since August 2007, and is a control person of the firm.
Is Daniel Mason a financial advisor?
Yes. Daniel Mason has a current investment-adviser registration in Ohio and Texas, through First Mason Financial since January 2022.
How many years of experience does Daniel Mason have?
Daniel Mason has 25 years in the financial industry, since September 2001, across 4 adviser firms.
What exams has Daniel Mason passed?
Daniel Mason has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2001. FINRA credited Daniel Mason with the SIE, which began in October 2018.
Where did Daniel Mason work before First Mason Financial?
Before First Mason Financial, Daniel Mason was registered through Triad Advisors, Inc., June 2007 to October 2008; Prim Advisors, Incorporated, June 2007 to June 2007; UBS Financial Services Inc., May 2002 to February 2004.
Where is Daniel Mason based?
Daniel Mason’s registered office is in Medina, OH.
Is Daniel Mason registered with FINRA?
No. Daniel Mason has no current broker registration.
How can I verify Daniel Mason’s record?
Search CRD 4430474 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Mason’s full registration record.