Financial Planning Fort Collins provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 101–250 clients last fiscal year.
Financial Planning Fort Collins reports 119 clients. They include 78 individual clients and 41 high-net-worth individuals. Of its assets, 99.0% ($150M across 469 accounts) are managed with discretion; $1.5M across 2 accounts are not. It advised 8 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 66% | 26% |
| High-net-worth individuals | 34% | 74% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 78 | $40.1M | 26.4% | $514K |
| High-net-worth individuals | 41 | $112M | 73.6% | $2.72M |
| Total | 119 | $152M | 100% | $1.27M |
- Clients
- 78
- Regulatory AUM
- $40.1M
- AUM share
- 26.4%
- Avg. per client
- $514K
- Clients
- 41
- Regulatory AUM
- $112M
- AUM share
- 73.6%
- Avg. per client
- $2.72M
Total
- Clients
- 119
- Regulatory AUM
- $152M
- AUM share
- 100%
- Avg. per client
- $1.27M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 8
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Financial Planning Fort Collins is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Jason Speciner owns 75% or more of Financial Planning Fort Collins. The leadership team of Financial Planning Fort Collins includes President Jason Speciner. It has 4 employees, 3 of them in advisory roles.
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Financial Planning Fort Collins, LLC
Jason Speciner
Control person · since November 2014
Financial Planning Fort Collins’ regulatory assets grew from $110M (February 2025) to $152M (March 2026); clients were 119 in both filings and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $152M | 119 | 4 | 1 |
| Feb 2025February 2025 | $110M | 115 | 4 | 1 |
Besides its headquarters, Financial Planning Fort Collins has 0 offices, with 1 listed address in 1 state.
Colorado · 1 listed address
- 375 E. Horsetooth RD., BLDG. 3, Ste. 203, Fort CollinsHQ
Contact and registration details
- Legal name
- Financial Planning Fort Collins, LLC
- Headquarters
- 375 E. Horsetooth RD., BLDG. 3, Ste. 203, Fort Collins, CO 80525-3197
- Phone
- 970-225-0504
- @fpfoco
- SEC file
- 801-130854
- Structure
- Colorado LLC
- Fiscal year end
- December
Financial Planning Fort Collins’ named custodians for separately managed accounts are Fidelity ($76.3M, 51%) and Charles Schwab ($72.6M, 49%). Financial Planning Fort Collins has custody of $25.1M for 32 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $72.6M49%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $76.3M51%
At year end, Financial Planning Fort Collins’ separately managed accounts were mostly in funds (76%) and stocks (20%). Its reported 13F holdings for the quarter ended 30 June 2026 total $132M across 33 positions; the largest are SPDR Series Trust (20.8%), Nvidia Corporation (17.5%) and SPDR Series Trust (9.9%).
What the accounts hold
- Stocks20%
- Funds76%
- Registered funds75%
- Pooled vehicles1%
- Cash3%
- Other1%
- Derivatives1%
How many clients does Financial Planning Fort Collins have?
Financial Planning Fort Collins has 119 clients and manages $152 million for them, as of March 2026. They include 78 individual clients and 41 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026
What services does Financial Planning Fort Collins offer?
Financial Planning Fort Collins provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Financial Planning Fort Collins use?
Financial Planning Fort Collins’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $76.3M and Charles Schwab & Co., Inc. (San Francisco, CA), with $72.6M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026
How many financial advisors does Financial Planning Fort Collins have?
Financial Planning Fort Collins has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Financial Planning Fort Collins invest in?
At the end of its last fiscal year, Financial Planning Fort Collins’ separately managed accounts held 75% registered funds (mutual funds, ETFs, BDCs), 20% exchange-traded equities, 3% cash and equivalents, 1% derivatives and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Financial Planning Fort Collins?
Financial Planning Fort Collins’ direct owner is Jason Speciner (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 23 March 2026
How does Financial Planning Fort Collins get paid?
Financial Planning Fort Collins is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Financial Planning Fort Collins?
Financial Planning Fort Collins’ main office is at 375 E. Horsetooth RD., BLDG. 3, Ste. 203, Fort Collins, CO 80525-3197. Its phone number is 970-225-0504. Its website is financialplanningfortcollins.com.