Riley Thoubboron has been an investment adviser representative at Financial Planning Fort Collins since December 2023, and is not listed among the firm’s executive officers or direct owners.
Financial Planning Fort Collins, LLC is a Fort Collins, CO firm with $152M under management, 119 clients and 3 advisers in one office, as of its March 2026 filing.
Riley Thoubboron is Financial Planning Specialist and Member of FPFoCo (Financial Planning Fort Collins, LLC). He joined the FPFoCo team in 2023 with a background in financial compliance, consulting and brokerage operations. He collaborates with colleagues Jason and Regina to develop recommendations for clients.
Riley Thoubboron’s longest registration was 2 years at The Millstone Evans Group, LLC (2021–2023). Before joining Financial Planning Fort Collins in 2023, Riley Thoubboron was registered through The Millstone Evans Group, LLC and Raymond James & Associates, Inc.
- The Millstone Evans Group, LLC– · 2 yearsBoulder, CO · Adviser representative · Firm CRD 311142
- Raymond James & Associates, Inc.– · 1 yearBoulder, CO · Adviser representative · Firm CRD 705
- Esi Financial Advisors– · 1 yearMontpelier, VT · Adviser representative · Firm CRD 265
Professional designations
Listed by Financial Planning Fort Collins
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Tax Planning Certified Professional (TPCP®)
Investment adviser representative registrations
Riley Thoubboron is registered as an investment adviser representative in 4 states. The first approvals date from December 2023; the most recent is Oregon, in October 2024.
- CaliforniaSince 19 December 2023
- ColoradoSince 19 December 2023
- LouisianaSince 19 December 2023
- OregonSince 24 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 1 December 2017 |
| Series 66 | Uniform Combined State Law Examination | 9 February 2017 |
| Series 7 | General Securities Representative Examination | 8 October 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Riley John Thoubboron
- CRD
- 6506221
- Firm
- Financial Planning Fort Collins · CRD 283890
- Office
- Bend, OR
- Registration
- Investment adviser registration
- In the industry since
- November 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- financialplanningfortcollins.com
Where does Riley Thoubboron work?
Riley Thoubboron is an investment adviser representative registered through Financial Planning Fort Collins, LLC since December 2023, and is not listed among the firm’s executive officers or direct owners.
Is Riley Thoubboron a financial advisor?
Yes. Riley Thoubboron has a current investment-adviser registration in California, Colorado, Louisiana and Oregon, through Financial Planning Fort Collins since December 2023.
How many years of experience does Riley Thoubboron have?
Riley Thoubboron has 9 years in the financial industry, since November 2016, across 4 adviser firms.
What exams has Riley Thoubboron passed?
Riley Thoubboron has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in October 2016. FINRA credited Riley Thoubboron with the SIE, which began in October 2018.
Where did Riley Thoubboron work before Financial Planning Fort Collins?
Before Financial Planning Fort Collins, Riley Thoubboron was registered through The Millstone Evans Group, LLC, January 2021 to December 2023; Raymond James & Associates, Inc., December 2019 to December 2020; Esi Financial Advisors, October 2018 to October 2019.
Where is Riley Thoubboron based?
Riley Thoubboron’s registered office is in Bend, OR.
Is Riley Thoubboron registered with FINRA?
No. Riley Thoubboron has no current broker registration.
Is Riley Thoubboron a CFP?
Financial Planning Fort Collins lists Riley Thoubboron with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Riley Thoubboron biography, financialplanningfortcollins.com
How can I verify Riley Thoubboron’s record?
Search CRD 6506221 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Riley Thoubboron’s full registration record.