Financial Investment Team provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and educational seminars. Financial planning was provided to 101–250 clients last fiscal year.
Financial Investment Team reports 303 clients. They include 279 individual clients and 24 high-net-worth individuals. Of its assets, 100.0% ($209M across 870 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 92% | 58% |
| High-net-worth individuals | 8% | 42% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 279 | $122M | 58.1% | $436K |
| High-net-worth individuals | 24 | $87.6M | 41.9% | $3.65M |
| Total | 303 | $209M | 100% | $690K |
- Clients
- 279
- Regulatory AUM
- $122M
- AUM share
- 58.1%
- Avg. per client
- $436K
- Clients
- 24
- Regulatory AUM
- $87.6M
- AUM share
- 41.9%
- Avg. per client
- $3.65M
Total
- Clients
- 303
- Regulatory AUM
- $209M
- AUM share
- 100%
- Avg. per client
- $690K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Financial Investment Team charges 1.10%–1.60% a year for its Standard Advisory Fee Schedule. The fee is billed in advance and requires an account of at least $250,000. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial planning for non-advisory clients
- Financial plans for non-advisory clients are billed at $500 per hour, with a $4,000 minimum for a comprehensive plan.
- Tax planning and preparation
- Tax planning and preparation is billed on time spent at staff hourly rates; the fee is waived for advisory clients with household assets of $1,000,000 or more.
Diana Harrison owns 75% or more of Financial Investment Team. The leadership team of Financial Investment Team includes President Diana Harrison. It has 5 employees.
Staff
- 5 employees
- 5 in advisory functions
- 4 state-registered reps
- 4 broker-dealer reps
- 4 insurance agents
- Owns 75% or more of Financial Investment Team, Inc.
Diana Harrison
Control person · since January 2007
Financial Investment Team’s regulatory assets grew 1.8× from $119M (April 2021) to $209M (February 2026); clients fell from 475 to 303 and employees rose from 4 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $209M | 303 | 5 | 2 |
| Mar 2025March 2025 | $186M | 531 | 5 | 2 |
| Mar 2024March 2024 | $159M | 561 | 5 | 2 |
| Jun 2023June 2023 | $136M | 494 | 4 | 2 |
| Jul 2022July 2022 | $146M | 501 | 4 | 2 |
| Apr 2021April 2021 | $119M | 475 | 4 | 1 |
Besides its headquarters, Financial Investment Team has 1 office (1 private residence, listed without an address), with 1 listed address in 1 state.
Oregon · 1 listed address
- 15350 SW Sequoia Pkwy, Suite 150, PortlandHQ
Contact and registration details
- Legal name
- Financial Investment Team, Inc.
- Headquarters
- 15350 SW Sequoia Pkwy, Suite 150, Portland, OR 97224
- Website
- fi-team.com
- Phone
- 503-906-5205
- SEC file
- 801-114111
- Structure
- Oregon corporation
- Fiscal year end
- December
Financial Investment Team’s named custodian for separately managed accounts is Charles Schwab ($209M). Financial Investment Team has custody of $310K for 5 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $209M100%
At year end, Financial Investment Team’s separately managed accounts were mostly in stocks (61%) and bonds (22%).
What the accounts hold
- Stocks61%
- Funds12%
- Bonds22%
- U.S. government and agency bonds15%
- Investment grade corporate bonds4%
- State and local bonds3%
- Cash5%
How many clients does Financial Investment Team have?
Financial Investment Team has 303 clients and manages $209 million for them, as of February 2026. They include 279 individual clients and 24 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 February 2026
What services does Financial Investment Team offer?
Financial Investment Team provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Financial Investment Team charge?
Financial Investment Team charges 1.10%–1.60% a year for its Standard Advisory Fee Schedule. The fee is billed in advance and requires an account of at least $250,000.
Which custodians does Financial Investment Team use?
Financial Investment Team’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $209M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 February 2026
How many financial advisors does Financial Investment Team have?
Financial Investment Team has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Financial Investment Team invest in?
At the end of its last fiscal year, Financial Investment Team’s separately managed accounts held 61% exchange-traded equities, 15% U.S. government and agency bonds, 12% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents, 4% investment grade corporate bonds and 3% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Financial Investment Team have a minimum investment?
Yes, Financial Investment Team’s minimum account size for its Standard Advisory Fee Schedule is $250K.
Who owns Financial Investment Team?
Financial Investment Team’s direct owner is Diana Harrison (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 26 February 2026
How does Financial Investment Team get paid?
Financial Investment Team is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Financial Investment Team?
Financial Investment Team’s main office is at 15350 SW Sequoia Pkwy, Suite 150, Portland, OR 97224. Its phone number is 503-906-5205. Its website is fi-team.com.