{"url":"https://nivawealth.com/firms/financial-investment-team-145724","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/145724","regulatoryAum":209144352,"crd":"145724","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4333412","suffix":null,"lastName":"HARRISON","firstName":"DIANA","middleName":"LJ"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-21","regulatoryAum":119458016,"clients":475,"employees":4,"offices":1},{"filedOn":"2022-07-19","regulatoryAum":145688919,"clients":501,"employees":4,"offices":2},{"filedOn":"2023-06-15","regulatoryAum":135598297,"clients":494,"employees":4,"offices":2},{"filedOn":"2024-03-26","regulatoryAum":159341415,"clients":561,"employees":5,"offices":2},{"filedOn":"2025-03-20","regulatoryAum":186401476,"clients":531,"employees":5,"offices":2},{"filedOn":"2026-02-26","regulatoryAum":209144352,"clients":303,"employees":5,"offices":2}],"secFileNumber":"801-114111","legalName":"Financial Investment Team, Inc.","displayName":"Financial Investment Team","slug":"financial-investment-team-145724","website":"https://fi-team.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/145724/9ed273b7568fa2ac-r1.webp","tone":"light","width":371,"height":200,"sourceUrl":"https://fi-team.com/","sourceLabel":"Financial Investment Team (\"fit\"), website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Oregon corporation","fiscalYearEnd":"December","headquarters":{"street":"15350 SW Sequoia Pkwy, Suite 150","city":"Portland","state":"OR","stateName":"Oregon","country":"United States","postalCode":"97224"},"tradeNames":[],"registration":{"secApproved":"12 October 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":690245.3861386139,"staff":{"employees":5,"advisory":5,"brokerDealerReps":4,"insuranceAgents":4,"promoters":0},"aum":{"regulatory":209144352,"discretionary":209144352,"discretionaryAccounts":870,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":279,"regulatoryAum":121527693},{"label":"High-net-worth individuals","clients":24,"regulatoryAum":87616659}],"feePrograms":[{"role":"main","program":"Standard Advisory Fee Schedule","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012461","versionId":1012461,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-02-26","documentName":"ADV PART 2A BROCHURE","fee_rate_low":1.1,"fee_rate_high":1.6,"fee_negotiable":null,"minimum_account":250000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning for non-advisory clients","summary":"Financial plans for non-advisory clients are billed at $500 per hour, with a $4,000 minimum for a comprehensive plan.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012461","versionId":1012461,"submittedOn":"2026-02-26","documentName":"ADV PART 2A BROCHURE"},{"role":"other","program":"Tax planning and preparation","summary":"Tax planning and preparation is billed on time spent at staff hourly rates; the fee is waived for advisory clients with household assets of $1,000,000 or more.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012461","versionId":1012461,"submittedOn":"2026-02-26","documentName":"ADV PART 2A BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:40:06.849125+00:00","documents":[{"name":"ADV PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012461","versionId":1012461,"submittedOn":"2026-02-26"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":209144352}],"custodyNote":"Financial Investment Team has custody of $310K for 5 clients.","otherCustodians":[],"leadership":[{"name":"Diana Harrison","title":"President, Chief Compliance Officer","crd":"4333412"}],"ownership":[{"label":"Diana Harrison","detail":"President, chief compliance officer in the 75% or more ownership band and a control person, since January 2007."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Oregon","offices":1,"addresses":[{"street":"15350 SW Sequoia Pkwy, Suite 150","city":"Portland","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"503-906-5205","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Educational seminars/workshops"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":61},{"label":"U.S. government/agency bonds","percent":15},{"label":"U.S. state and local bonds","percent":3},{"label":"Investment grade corporate bonds","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":12},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"26 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/145724/PDF/145724.pdf","brochureDate":"26 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012461","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Financial Investment Team have?","answer":"Financial Investment Team has 303 clients and manages $209 million for them, as of February 2026. They include 279 individual clients and 24 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Financial Investment Team offer?","answer":"Financial Investment Team provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Financial Investment Team charge?","answer":"Financial Investment Team charges 1.10%–1.60% a year for its Standard Advisory Fee Schedule. The fee is billed in advance and requires an account of at least $250,000.","source":"ADV PART 2A BROCHURE, filed 26 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Financial Investment Team use?","answer":"Financial Investment Team’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $209M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Financial Investment Team have?","answer":"Financial Investment Team has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Financial Investment Team invest in?","answer":"At the end of its last fiscal year, Financial Investment Team’s separately managed accounts held 61% exchange-traded equities, 15% U.S. government and agency bonds, 12% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents, 4% investment grade corporate bonds and 3% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Financial Investment Team have a minimum investment?","answer":"Yes, Financial Investment Team’s minimum account size for its Standard Advisory Fee Schedule is $250K.","source":"ADV PART 2A BROCHURE, filed 26 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Financial Investment Team?","answer":"Financial Investment Team’s direct owner is Diana Harrison (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Financial Investment Team get paid?","answer":"Financial Investment Team is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Financial Investment Team?","answer":"Financial Investment Team’s main office is at 15350 SW Sequoia Pkwy, Suite 150, Portland, OR 97224. Its phone number is 503-906-5205. Its website is fi-team.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}