Diana Harrison has been President, Chief Compliance Officer of Financial Investment Team since January 2007, is a control person of the firm and directly owns 75% or more of it.
Financial Investment Team, Inc. is a Portland, OR firm with $209M under management, 303 clients and 5 advisers across 2 offices, as of its February 2026 filing.
Diana Harrison is Owner and Investment Adviser Representative of Financial Investment Team, Inc., based in Portland, Oregon. In 1992 she opened her own firm, Diana LJ Harrison CPA, PC, and in 2001 she began offering financial services to clients while continuing her tax company. The two businesses became separate entities in 2007, and in 2013 the firm changed its name to Financial Investment Team, Inc.
- – present · 17 yearsAdviser representative · Firm CRD 145724
Professional designations
Listed by Financial Investment Team
- CPA
- CFP®
- CWS®
Investment adviser representative registrations
Diana Harrison is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from January 2009; the most recent is Washington, in October 2021.
- OregonSince 28 January 2009
- TexasResidentSince 31 March 2012
- WashingtonSince 11 October 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 4 | Registered Options Principal Examination | 4 February 2004 |
| Series 66 | Uniform Combined State Law Examination | 5 June 2001 |
| Series 7 | General Securities Representative Examination | 1 February 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Registered Options Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Diana LJ Harrison
- CRD
- 4333412
- Firm
- Financial Investment Team · CRD 145724
- Role
- President, Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- March 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fi-team.com
Where does Diana Harrison work?
Diana Harrison has been President, Chief Compliance Officer of Financial Investment Team, Inc. since January 2007, and is a control person of the firm.
Is Diana Harrison a financial advisor?
Yes. Diana Harrison has a current investment-adviser registration in Oregon, Texas and Washington, through Financial Investment Team since January 2009.
How many years of experience does Diana Harrison have?
Diana Harrison has 25 years in the financial industry, since March 2001, across 1 adviser firm.
What exams has Diana Harrison passed?
Diana Harrison has passed 3 licensing exams: the Series 7, Series 66 and Series 4. The earliest, the Series 7, was passed in February 2001. FINRA credited Diana Harrison with the SIE, which began in October 2018.
Is Diana Harrison registered with FINRA?
No. Diana Harrison has no current broker registration.
Is Diana Harrison a CFP?
Financial Investment Team lists Diana Harrison with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Diana Harrison’s record?
Search CRD 4333412 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Diana Harrison’s full registration record.