Fiduciary Wealth Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars. Financial planning was provided to 101–250 clients last fiscal year.
Fiduciary Wealth Group reports 222 clients. They include 134 high-net-worth individuals, 87 individual clients and 1 pension or profit-sharing plan. Of its assets, 100.0% ($178M across 452 accounts) are managed with discretion. It advised 55 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 39% | 76% |
| High-net-worth individuals | 60% | 23% |
| Pension and profit-sharing plans | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 87 | $136M | 76.2% | $1.56M |
| High-net-worth individuals | 134 | $41M | 23.0% | $306K |
| Pension and profit-sharing plans | Fewer than 5 | $1.43M | 0.8% | $1.43M |
| Total | 222 | $178M | 100% | — |
- Clients
- 87
- Regulatory AUM
- $136M
- AUM share
- 76.2%
- Avg. per client
- $1.56M
- Clients
- 134
- Regulatory AUM
- $41M
- AUM share
- 23.0%
- Avg. per client
- $306K
- Clients
- Fewer than 5
- Regulatory AUM
- $1.43M
- AUM share
- 0.8%
- Avg. per client
- $1.43M
Total
- Clients
- 222
- Regulatory AUM
- $178M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 55
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Fiduciary Wealth Group is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 4 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Consulting
- Financial consulting is billed at a maximum hourly rate of $350, payable on completion; the hourly rate is negotiable.
- One-Time Comprehensive Financial Planning
- One-time comprehensive planning is a maximum fixed fee of up to $12,500, typically 50% payable in advance.
- Retirement Plan Consulting
- Retirement plan consulting is an asset-based fee on plan assets that may range up to an annual 1.25%, or a negotiated fixed fee.
- Tax Preparation and Filing
- Stand-alone tax preparation and filing is a fixed fee of up to $3,500; wealth management clients receive it at no charge.
Randolph Gantt owns 75% or more of Fiduciary Wealth Group. The leadership team of Fiduciary Wealth Group includes Chief Compliance Officer Randolph Gantt. It has 3 employees.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Fiduciary Wealth Group, LLC
Randolph Gantt
Control person · since November 2018
Fiduciary Wealth Group’s regulatory assets grew 1.6× from $111M (May 2024) to $178M (March 2026); clients rose from 175 to 222 and employees from 2 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $178M | 222 | 3 | 2 |
| Feb 2025February 2025 | $140M | 194 | 3 | 2 |
| May 2024May 2024 | $111M | 175 | 2 | 2 |
Besides its headquarters, Fiduciary Wealth Group has 1 office, with 2 listed addresses in 1 state.
Ohio · 2 listed addresses
- 6784 Loop Road Suite# 208, CentervilleHQ
- 7770 Cooper Road, Cincinnati
Contact and registration details
- Legal name
- Fiduciary Wealth Group, LLC
- Headquarters
- 6784 Loop Road Suite# 208, Centerville, OH 45459
- Website
- fiduciarywealthgroup.com
- Phone
- 855-560-7171
- @fiduciary-wealth-group
- SEC file
- 801-130550
- Structure
- Ohio LLC
- Fiscal year end
- December
Fiduciary Wealth Group’s named custodian for separately managed accounts is Fidelity ($177M). Fiduciary Wealth Group does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $177M100%
At year end, Fiduciary Wealth Group’s separately managed accounts were mostly in stocks (64%) and funds (27%).
What the accounts hold
- Stocks64%
- Funds27%
- Bonds2%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
- Cash7%
How many clients does Fiduciary Wealth Group have?
Fiduciary Wealth Group has 222 clients and manages $178 million for them, as of March 2026. They include 134 high-net-worth individuals, 87 individual clients and 1 pension or profit-sharing plan.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 March 2026
What services does Fiduciary Wealth Group offer?
Fiduciary Wealth Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Fiduciary Wealth Group use?
Fiduciary Wealth Group’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $177M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 March 2026
How many financial advisors does Fiduciary Wealth Group have?
Fiduciary Wealth Group has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Fiduciary Wealth Group invest in?
At the end of its last fiscal year, Fiduciary Wealth Group’s separately managed accounts held 64% exchange-traded equities, 27% registered funds (mutual funds, ETFs, BDCs), 7% cash and equivalents, 1% U.S. government and agency bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Fiduciary Wealth Group?
Fiduciary Wealth Group’s direct owner is Randolph Gantt (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 3 March 2026
How does Fiduciary Wealth Group get paid?
Fiduciary Wealth Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Fiduciary Wealth Group?
Fiduciary Wealth Group’s main office is at 6784 Loop Road Suite# 208, Centerville, OH 45459. Its phone number is 855-560-7171. Its website is fiduciarywealthgroup.com.
