Randolph Gantt has been Managing Member & Chief Compliance Officer of Fiduciary Wealth Group since November 2018, is a control person of the firm and directly owns 75% or more of it. Randolph Gantt holds a Bachelor's in Business Administration from the University of Cincinnati and a Master's in Military Operational Art/Sciences from Air University.
Fiduciary Wealth Group, LLC is a Centerville, OH firm with $178M under management, 222 clients and 3 advisers across 2 offices, as of its March 2026 filing.
Randy E. Gantt is Principal, Founding Partner of Fiduciary Wealth Group. He has over 28 years of experience in financial services and formed the firm in 2019. He began at Fidelity Investments, was Director of Financial Planning at a Cincinnati-area RIA, and worked as Senior Advisor/Regional Manager for a Dayton-based RIA before founding his own firm.
Randolph Gantt’s longest registration is the current one, 7 years at Fiduciary Wealth Group since 2019. Before joining Fiduciary Wealth Group in 2019, Randolph Gantt was registered through Artifex Financial Group, LLC and Wealth Dimensions Group, LTD.
- Fiduciary Wealth Group, LLCCurrent– present · 7 yearsCenterville, OH · Adviser representative · Firm CRD 299711
- Artifex Financial Group, LLC– · 6 yearsCincinnati, OH · Adviser representative · Firm CRD 140643
- Wealth Dimensions Group, LTD.– · 2 yearsCincinnati, OH · Adviser representative · Firm CRD 107618
Professional designations
Listed by Fiduciary Wealth Group
- CFP®
Investment adviser representative registrations
Randolph Gantt is registered as an investment adviser representative in Ohio, since January 2019.
- OhioSince 3 January 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 May 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 September 1999 |
| Series 7 | General Securities Representative Examination | 23 September 1999 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Randolph Erik Gantt
- CRD
- 3274350
- Firm
- Fiduciary Wealth Group · CRD 299711
- Role
- Managing Member & Chief Compliance Officer
- Office
- 6784 LOOP ROAD SUITE# 208, Centerville, OH 45459
- Registration
- Investment adviser registration
- In the industry since
- May 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fiduciarywealthgroup.com
Where does Randolph Gantt work?
Randolph Gantt has been Managing Member & Chief Compliance Officer of Fiduciary Wealth Group, LLC since November 2018, and is a control person of the firm.
Is Randolph Gantt a financial advisor?
Yes. Randolph Gantt has a current investment-adviser registration in Ohio, through Fiduciary Wealth Group since January 2019.
How many years of experience does Randolph Gantt have?
Randolph Gantt has 16 years in the financial industry, since May 2010, across 3 adviser firms.
What exams has Randolph Gantt passed?
Randolph Gantt has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in September 1999.
Where did Randolph Gantt work before Fiduciary Wealth Group?
Before Fiduciary Wealth Group, Randolph Gantt was registered through Wealth Dimensions Group, LTD., February 2009 to August 2011.
Where is Randolph Gantt based?
Randolph Gantt’s registered office is in Centerville, OH.
Is Randolph Gantt registered with FINRA?
No. Randolph Gantt has no current broker registration.
Is Randolph Gantt a CFP?
Fiduciary Wealth Group lists Randolph Gantt with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Randolph Gantt’s record?
Search CRD 3274350 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Randolph Gantt’s full registration record.