{"url":"https://nivawealth.com/firms/fiduciary-wealth-group-299711","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/299711","regulatoryAum":177999104,"crd":"299711","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8234639","suffix":null,"lastName":"Doogan","firstName":"Joseph","middleName":"Gabriel"},{"crd":"3274350","suffix":null,"lastName":"GANTT","firstName":"RANDOLPH","middleName":"ERIK"},{"crd":"4555739","suffix":null,"lastName":"Girvin","firstName":"John","middleName":"Charles"},{"crd":"5839510","suffix":null,"lastName":"SCHUELER","firstName":"BRAD","middleName":"PAUL"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-05-24","regulatoryAum":110717196,"clients":175,"employees":2,"offices":2},{"filedOn":"2025-02-03","regulatoryAum":140048000,"clients":194,"employees":3,"offices":2},{"filedOn":"2026-03-03","regulatoryAum":177999104,"clients":222,"employees":3,"offices":2}],"secFileNumber":"801-130550","legalName":"Fiduciary Wealth Group, LLC","displayName":"Fiduciary Wealth Group","slug":"fiduciary-wealth-group-299711","website":"https://fiduciarywealthgroup.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/fiduciary-wealth-group","xUrl":"https://x.com/Fiduciarywg","founded":null,"organization":"Ohio limited liability company","fiscalYearEnd":"December","headquarters":{"street":"6784 Loop Road Suite# 208","city":"Centerville","state":"OH","stateName":"Ohio","country":"United States","postalCode":"45459"},"tradeNames":[],"registration":{"secApproved":"25 June 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":798961.6380090498,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":177999104,"discretionary":177999104,"discretionaryAccounts":452,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":55},"clientTypes":[{"label":"Individuals (other than HNW)","clients":87,"regulatoryAum":135611013},{"label":"High-net-worth individuals","clients":134,"regulatoryAum":40959509},{"label":"Pension and profit-sharing plans","clients":1,"fewerThan5":true,"regulatoryAum":1428582}],"feePrograms":[{"role":"other","program":"Financial Consulting","summary":"Financial consulting is billed at a maximum hourly rate of $350, payable on completion; the hourly rate is negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013699","versionId":1013699,"submittedOn":"2026-03-03","documentName":"ADV PART 2A-FIDUCIARY WEALTH GROUP, LLC"},{"role":"other","program":"One-Time Comprehensive Financial Planning","summary":"One-time comprehensive planning is a maximum fixed fee of up to $12,500, typically 50% payable in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013699","versionId":1013699,"submittedOn":"2026-03-03","documentName":"ADV PART 2A-FIDUCIARY WEALTH GROUP, LLC"},{"role":"other","program":"Retirement Plan Consulting","summary":"Retirement plan consulting is an asset-based fee on plan assets that may range up to an annual 1.25%, or a negotiated fixed fee.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013699","versionId":1013699,"submittedOn":"2026-03-03","documentName":"ADV PART 2A-FIDUCIARY WEALTH GROUP, LLC"},{"role":"other","program":"Tax Preparation and Filing","summary":"Stand-alone tax preparation and filing is a fixed fee of up to $3,500; wealth management clients receive it at no charge.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013699","versionId":1013699,"submittedOn":"2026-03-03","documentName":"ADV PART 2A-FIDUCIARY WEALTH GROUP, LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:13:44.025791+00:00","documents":[{"name":"ADV PART 2A-FIDUCIARY WEALTH GROUP, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013699","versionId":1013699,"submittedOn":"2026-03-03"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":176570522}],"custodyNote":"Fiduciary Wealth Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Randolph Gantt","title":"Managing Member & Chief Compliance Officer","crd":"3274350"}],"ownership":[{"label":"Randolph Gantt","detail":"Managing member & chief compliance officer in the 75% or more ownership band and a control person, since November 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Ohio","offices":2,"addresses":[{"street":"6784 Loop Road Suite# 208","city":"Centerville","headquarters":true},{"street":"7770 Cooper Road","city":"Cincinnati"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"855-560-7171","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Educational seminars/workshops","Other"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":64},{"label":"U.S. government/agency bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":27},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"3 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/299711/PDF/299711.pdf","brochureDate":"3 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013699","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fiduciary Wealth Group have?","answer":"Fiduciary Wealth Group has 222 clients and manages $178 million for them, as of March 2026. They include 134 high-net-worth individuals, 87 individual clients and 1 pension or profit-sharing plan.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fiduciary Wealth Group offer?","answer":"Fiduciary Wealth Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Fiduciary Wealth Group use?","answer":"Fiduciary Wealth Group’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $177M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Fiduciary Wealth Group have?","answer":"Fiduciary Wealth Group has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Fiduciary Wealth Group invest in?","answer":"At the end of its last fiscal year, Fiduciary Wealth Group’s separately managed accounts held 64% exchange-traded equities, 27% registered funds (mutual funds, ETFs, BDCs), 7% cash and equivalents, 1% U.S. government and agency bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Fiduciary Wealth Group?","answer":"Fiduciary Wealth Group’s direct owner is Randolph Gantt (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fiduciary Wealth Group get paid?","answer":"Fiduciary Wealth Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Fiduciary Wealth Group?","answer":"Fiduciary Wealth Group’s main office is at 6784 Loop Road Suite# 208, Centerville, OH 45459. Its phone number is 855-560-7171. Its website is fiduciarywealthgroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}