Exponent Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers. Financial planning was provided to 51–100 clients last fiscal year.
Exponent Wealth reports 96 clients. They include 67 individual clients and 29 high-net-worth individuals. Of its assets, 64.3% ($71M across 281 accounts) are managed with discretion; $39.4M across 183 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 70% | 21% |
| High-net-worth individuals | 30% | 79% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 67 | $23.7M | 21.5% | $354K |
| High-net-worth individuals | 29 | $86.6M | 78.5% | $2.99M |
| Total | 96 | $110M | 100% | $1.15M |
- Clients
- 67
- Regulatory AUM
- $23.7M
- AUM share
- 21.5%
- Avg. per client
- $354K
- Clients
- 29
- Regulatory AUM
- $86.6M
- AUM share
- 78.5%
- Avg. per client
- $2.99M
Total
- Clients
- 96
- Regulatory AUM
- $110M
- AUM share
- 100%
- Avg. per client
- $1.15M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Exponent Wealth is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
It has 7 employees, 6 of them in advisory roles.
Leadership
Staff
- 7 employees
- 6 in advisory functions
- 7 state-registered reps
Besides its headquarters, Exponent Wealth has 0 offices, with 1 listed address in Utah.
Utah · 1 listed address
- 562 Technology Avenue, Suite C-15, OremHQ
Contact and registration details
- Legal name
- Exponent Wealth LLC
- Headquarters
- 562 Technology Avenue, Suite C-15, Orem, UT 84097
- Website
- exponentwealth.com
- Phone
- 801-459-1190
- SEC file
- 801-137187
- Structure
- Utah LLC
- Fiscal year end
- December
Exponent Wealth has custody of $13.3M in client assets for 36 clients.
At year end, Exponent Wealth’s separately managed accounts were largely in stocks (28%) and funds (25%).
What the accounts hold
- Stocks28%
- Funds25%
- Bonds10%
- State and local bonds6%
- U.S. government and agency bonds2%
- Investment grade corporate bonds2%
- Cash10%
- Other27%
- Structured products and private funds27%
How many clients does Exponent Wealth have?
Exponent Wealth has 96 clients and manages $110 million for them, as of July 2026. They include 67 individual clients and 29 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 July 2026
What services does Exponent Wealth offer?
Exponent Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Exponent Wealth have?
Exponent Wealth has 7 investment adviser representatives registered with state securities authorities, out of 7 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Exponent Wealth invest in?
At the end of its last fiscal year, Exponent Wealth’s separately managed accounts held 28% exchange-traded equities, 27% other, 25% pooled vehicles (private funds and similar), 10% cash and equivalents, 6% state and local bonds, 2% U.S. government and agency bonds and 2% investment grade corporate bonds. The 27% other category is described as: Structured Products and Private Funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
How does Exponent Wealth get paid?
Exponent Wealth is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Exponent Wealth registered with the SEC?
Yes, Exponent Wealth has been registered with the SEC as an investment adviser since 1 September 2026. Its CRD number is 334968 and its SEC file number is 801-137187.
Source: Form ADV Part 1A, Item 1, filed 29 July 2026; IAPD firm record
How do I contact Exponent Wealth?
Exponent Wealth’s main office is at 562 Technology Avenue, Suite C-15, Orem, UT 84097. Its phone number is 801-459-1190. Its website is exponentwealth.com.