{"url":"https://nivawealth.com/firms/exponent-wealth-334968","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/334968","regulatoryAum":110365945,"crd":"334968","secFileNumber":"801-137187","legalName":"Exponent Wealth LLC","displayName":"Exponent Wealth","slug":"exponent-wealth-334968","website":"https://exponentwealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Utah limited liability company","fiscalYearEnd":"December","headquarters":{"street":"562 Technology Avenue, Suite C-15","city":"Orem","state":"UT","stateName":"Utah","country":"United States","postalCode":"84097"},"tradeNames":[],"registration":{"secApproved":"1 September 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1149645.2604166667,"staff":{"employees":7,"advisory":6,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":110365945,"discretionary":70966756,"discretionaryAccounts":281,"nonDiscretionary":39399189,"nonDiscretionaryAccounts":183,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":67,"regulatoryAum":23717647},{"label":"High-net-worth individuals","clients":29,"regulatoryAum":86648298}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T17:58:06.152045+00:00","documents":[{"name":"EXPONENT WEALTH ADV PART 2A AMEND","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053308","versionId":1053308,"submittedOn":"2026-07-29"}]},"custodians":[],"custodyNote":"Exponent Wealth has custody of $13.3M in client assets for 36 clients.","leadership":[],"ownership":[],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Utah","offices":1,"addresses":[{"street":"562 Technology Avenue, Suite C-15","city":"Orem","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"801-459-1190","stateRegisteredReps":7,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":28},{"label":"U.S. government/agency bonds","percent":2},{"label":"U.S. state and local bonds","percent":6},{"label":"Investment grade corporate bonds","percent":2},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":25},{"label":"Cash and cash equivalents","percent":10},{"label":"Other","percent":27,"detail":"Structured Products and Private Funds"}],"privateFunds":0},"sources":{"adv1FilingDate":"29 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/334968/PDF/334968.pdf","brochureDate":"29 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053308","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Exponent Wealth have?","answer":"Exponent Wealth has 96 clients and manages $110 million for them, as of July 2026. They include 67 individual clients and 29 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Exponent Wealth offer?","answer":"Exponent Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Exponent Wealth have?","answer":"Exponent Wealth has 7 investment adviser representatives registered with state securities authorities, out of 7 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Exponent Wealth invest in?","answer":"At the end of its last fiscal year, Exponent Wealth’s separately managed accounts held 28% exchange-traded equities, 27% other, 25% pooled vehicles (private funds and similar), 10% cash and equivalents, 6% state and local bonds, 2% U.S. government and agency bonds and 2% investment grade corporate bonds. The 27% other category is described as: Structured Products and Private Funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How does Exponent Wealth get paid?","answer":"Exponent Wealth is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Exponent Wealth registered with the SEC?","answer":"Yes, Exponent Wealth has been registered with the SEC as an investment adviser since 1 September 2026. Its CRD number is 334968 and its SEC file number is 801-137187.","source":"Form ADV Part 1A, Item 1, filed 29 July 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Exponent Wealth?","answer":"Exponent Wealth’s main office is at 562 Technology Avenue, Suite C-15, Orem, UT 84097. Its phone number is 801-459-1190. Its website is exponentwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}