Erickson Financial Group provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 1–10 clients last fiscal year.
Erickson Financial Group reports 260 clients. They include 171 individual clients and 89 high-net-worth individuals. Of its assets, 97.7% ($194M across 790 accounts) are managed with discretion; $4.64M across 7 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 66% | 17% |
| High-net-worth individuals | 34% | 81% |
| Pension and profit-sharing plans | Fewer than 5 | 2% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 171 | $33.8M | 17.0% | $197K |
| High-net-worth individuals | 89 | $162M | 81.3% | $1.82M |
| Pension and profit-sharing plans | Fewer than 5 | $3.24M | 1.6% | — |
| Corporations and other businesses | Fewer than 5 | $102K | 0.1% | — |
| Total | 260 | $199M | 100% | — |
- Clients
- 171
- Regulatory AUM
- $33.8M
- AUM share
- 17.0%
- Avg. per client
- $197K
- Clients
- 89
- Regulatory AUM
- $162M
- AUM share
- 81.3%
- Avg. per client
- $1.82M
- Clients
- Fewer than 5
- Regulatory AUM
- $3.24M
- AUM share
- 1.6%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $102K
- AUM share
- 0.1%
- Avg. per client
- —
Total
- Clients
- 260
- Regulatory AUM
- $199M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Erickson Financial Group charges 0.50%–1.00% a year for its Investment management services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$250K | 1.00% |
| $250K–$500K | 0.90% |
| $500K–$1M | 0.80% |
| $1M–$2M | 0.70% |
| $2M–$3M | 0.60% |
| $3M and above | 0.50% |
Fee details and sources
Other fees
- Financial planning
- Stand-alone financial planning is billed hourly at $300 per hour, or as a fixed fee from $600 to $9,000; fees may be negotiable.
- Retirement plan advisory services
- Retirement plan advisory services carry an annual asset-based fee of up to 0.50%, billed monthly in arrears.
Kerry Erickson owns 75% or more of Erickson Financial Group. The leadership team of Erickson Financial Group includes Chief Compliance Officer Timothy Erickson. It has 6 employees, 3 of them in advisory roles.
Leadership
- Timothy EricksonPartner and Chief Compliance Officer
- Kerry EricksonManaging Partner
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 3 in advisory functions
- 3 state-registered reps
- 1 insurance agent
- Owns 75% or more of Erickson Financial Group, LLC
Kerry Erickson
Control person · since January 2019
- Owns 25% to 50% of Erickson Financial Group, LLC
Timothy Erickson
Control person · since January 2019
Erickson Financial Group’s regulatory assets grew 1.7× from $115M (March 2021) to $199M (February 2026); clients rose from 231 to 260 and employees from 4 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $199M | 260 | 6 | 1 |
| July 2025 | $169M | 238 | 4 | 1 |
| March 2024 | $147M | 231 | 4 | 1 |
| March 2023 | $114M | 221 | 4 | 1 |
| April 2022 | $136M | 226 | 4 | 1 |
| March 2021 | $115M | 231 | 4 | 1 |
Besides its headquarters, Erickson Financial Group has 0 offices, with 1 listed address in Pennsylvania.
Pennsylvania · 1 listed address
- 1011 Brookside Road, Suite 165, AllentownHQ
Contact and registration details
- Legal name
- Erickson Financial Group, LLC
- Headquarters
- 1011 Brookside Road, Suite 165, Allentown, PA 18106
- Website
- ericksonfinancialgroup.com
- Phone
- 484-209-5270
- @erickson-financial-group
- SEC file
- 801-120774
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
Erickson Financial Group uses Charles Schwab ($188M) as custodian for its separately managed accounts. Erickson Financial Group has custody of $4.45M in client assets for 4 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $188M100%
At year end, Erickson Financial Group’s separately managed accounts were mostly in stocks (85%) and funds (11%). Its reported 13F holdings for the quarter ended 30 June 2026 total $187M across 25 positions; the largest are Capital Group Dividend Value (27.9%), Vanguard World FD (15.1%) and iShares TR (12.1%).
What the accounts hold
- Stocks85%
- Funds11%
- Cash4%
Reported 13F holdings
- $187M
- Reported 13F value
- 25
- Positions
- 92.4%
- In the 10 largest
- +16.9%
- Value vs. prior quarter
- Capital Group Dividend Value · Shs Creat Unit27.9%
- Vanguard World FD · Mega Grwth Ind15.1%
- iShares TR · Esg Awr MSCI USA12.1%
- Invesco Qqq TR · Unit Ser 19.3%
- Vanguard Scottsdale Fds · Int-term Corp.6.7%
- iShares TR · Rus 2000 Grw ETF5.9%
- Invesco Exch Traded FD TR II · Nasdaqnxtgen1005.7%
- iShares TR · Core US Aggbd ET4.5%
- iShares TR · Usd Inv Grde ETF2.8%
- SPDR Series Trust · ST Nuve High ETF2.4%
Together, the ten largest are 92.4% of reported value.
How many clients does Erickson Financial Group have?
Erickson Financial Group has 260 clients and manages $199 million for them, as of February 2026. They include 171 individual clients and 89 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 February 2026
What services does Erickson Financial Group offer?
Erickson Financial Group provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Erickson Financial Group charge?
Erickson Financial Group charges 0.50%–1.00% a year for its Investment management services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Source: ERICKSON FINANCIAL - DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS, filed 26 February 2026
Which custodians does Erickson Financial Group use?
Erickson Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $188M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 February 2026
How many financial advisors does Erickson Financial Group have?
Erickson Financial Group has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Erickson Financial Group invest in?
At the end of its last fiscal year, Erickson Financial Group’s separately managed accounts held 85% exchange-traded equities, 11% registered funds (mutual funds, ETFs, BDCs) and 4% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Erickson Financial Group?
Erickson Financial Group’s direct owners are Timothy Erickson (25% to 50%) and Kerry Erickson (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 26 February 2026
How does Erickson Financial Group get paid?
Erickson Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Erickson Financial Group?
Erickson Financial Group’s main office is at 1011 Brookside Road, Suite 165, Allentown, PA 18106. Its phone number is 484-209-5270. Its website is ericksonfinancialgroup.com.