Kerry Erickson has been Managing Partner of Erickson Financial Group since January 2019, is a control person of the firm and directly owns 75% or more of it.
Erickson Financial Group, LLC is an Allentown, PA firm with $199M under management, 260 clients and 3 advisers in one office, as of its February 2026 filing.
Kerry Erickson’s longest registration was 8 years at MML Investors Services, LLC (2010–2019). Before joining Erickson Financial Group in 2019, Kerry Erickson was registered through MML Investors Services, LLC.
- – present · 7 yearsAllentown, PA · Adviser representative · Firm CRD 299818
- MML Investors Services, LLC– · 8 yearsCenter Valley, PA · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
Kerry Erickson is registered as an investment adviser representative in Pennsylvania, since February 2019.
- PennsylvaniaSince 28 February 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 19 April 2004 |
| Series 7 | General Securities Representative Examination | 21 July 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 July 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 June 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Kerry Duane Erickson
- CRD
- 4528342
- Firm
- Erickson Financial Group · CRD 299818
- Role
- Managing Partner
- Office
- 1011 BROOKSIDE ROAD, SUITE 165, Allentown, PA 18106
- Registration
- Investment adviser registration
- In the industry since
- July 2002
- Disciplinary history
- Not yet shown here · SEC record
Where does Kerry Erickson work?
Kerry Erickson has been Managing Partner of Erickson Financial Group, LLC since January 2019, and is a control person of the firm.
Is Kerry Erickson a financial advisor?
Yes. Kerry Erickson has a current investment-adviser registration in Pennsylvania, through Erickson Financial Group since February 2019.
How many years of experience does Kerry Erickson have?
Kerry Erickson has 24 years in the financial industry, since July 2002, across 2 adviser firms.
What exams has Kerry Erickson passed?
Kerry Erickson has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in June 2002. FINRA credited Kerry Erickson with the SIE, which began in October 2018.
Where did Kerry Erickson work before Erickson Financial Group?
Before Erickson Financial Group, Kerry Erickson was registered through MML Investors Services, LLC, August 2010 to February 2019.
Where is Kerry Erickson based?
Kerry Erickson’s registered office is in Allentown, PA.
Is Kerry Erickson registered with FINRA?
No. Kerry Erickson has no current broker registration.
How can I verify Kerry Erickson’s record?
Search CRD 4528342 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kerry Erickson’s full registration record.