Timothy Erickson has been Partner and Chief Compliance Officer of Erickson Financial Group since January 2019, is a control person of the firm and directly owns between 25% and 50% of it.
Erickson Financial Group, LLC is an Allentown, PA firm with $199M under management, 260 clients and 3 advisers in one office, as of its February 2026 filing.
- – present · 7 yearsAllentown, PA · Adviser representative · Firm CRD 299818
Investment adviser representative registrations
Timothy Erickson is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from February 2019; the most recent is Texas, in March 2019.
- PennsylvaniaSince 28 February 2019
- TexasResidentSince 8 March 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 22 January 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Timothy J. Erickson
- CRD
- 6152283
- Firm
- Erickson Financial Group · CRD 299818
- Role
- Partner and Chief Compliance Officer
- Office
- 1011 BROOKSIDE ROAD, SUITE 165, Allentown, PA 18106
- Registration
- Investment adviser registration
- In the industry since
- February 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Timothy Erickson work?
Timothy Erickson has been Partner and Chief Compliance Officer of Erickson Financial Group, LLC since January 2019, and is a control person of the firm.
Is Timothy Erickson a financial advisor?
Yes. Timothy Erickson has a current investment-adviser registration in Pennsylvania and Texas, through Erickson Financial Group since February 2019.
How many years of experience does Timothy Erickson have?
Timothy Erickson has 7 years in the financial industry, since February 2019, across 1 adviser firm.
What exams has Timothy Erickson passed?
Timothy Erickson passed the Series 65 in January 2019.
Where is Timothy Erickson based?
Timothy Erickson’s registered office is in Allentown, PA.
Is Timothy Erickson registered with FINRA?
No. Timothy Erickson has no current broker registration.
How can I verify Timothy Erickson’s record?
Search CRD 6152283 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Timothy Erickson’s full registration record.