Epic Wealth Management provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Epic Wealth Management reports 153 clients. They include 110 individual clients, 38 high-net-worth individuals, and 5 corporations and other businesses. Of its assets, 100.0% ($121M across 406 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $354M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 72% | 28% |
| High-net-worth individuals | 25% | 69% |
| Banking or thrift institutions | Fewer than 5 | 0% |
| Pension and profit-sharing plans | Fewer than 5 | 0% |
| Charitable organizations | Fewer than 5 | 0% |
| Other client typesState or municipal government entities; Other investment advisers; Insurance companies; Sovereign wealth funds and foreign official institutions; Corporations and other businesses | 3% | 3% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 110 | $34.4M | 28.4% | $312K |
| High-net-worth individuals | 38 | $83.3M | 69.0% | $2.19M |
| Banking or thrift institutions | Fewer than 5 | $0 | 0.0% | — |
| Pension and profit-sharing plans | Fewer than 5 | $0 | 0.0% | — |
| Charitable organizations | Fewer than 5 | $0 | 0.0% | — |
| State or municipal government entities | Fewer than 5 | $0 | 0.0% | — |
| Other investment advisers | Fewer than 5 | $0 | 0.0% | — |
| Insurance companies | Fewer than 5 | $0 | 0.0% | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 | 0.0% | — |
| Corporations and other businesses | 5 | $3.14M | 2.6% | $628K |
| Total | 153 | $121M | 100% | — |
- Clients
- 110
- Regulatory AUM
- $34.4M
- AUM share
- 28.4%
- Avg. per client
- $312K
- Clients
- 38
- Regulatory AUM
- $83.3M
- AUM share
- 69.0%
- Avg. per client
- $2.19M
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- 5
- Regulatory AUM
- $3.14M
- AUM share
- 2.6%
- Avg. per client
- $628K
Total
- Clients
- 153
- Regulatory AUM
- $121M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Epic Wealth Management charges up to 3.00% a year for its Portfolio management fee. The fee is billed in advance and is negotiable.
Fee details and sources
Be, LLC owns 75% or more of Epic Wealth Management and is in turn owned by Valery Oswald (75% or more). The leadership team of Epic Wealth Management includes Chief Compliance Officer Valery Oswald. It has 5 employees, 4 of them in advisory roles.
Leadership
- Valery OswaldManaging Partner/ Chief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 5 employees
- 4 in advisory functions
- 4 state-registered reps
- 3 insurance agents
- Owns 75% or more of Epic Wealth Management, LLC
Be, LLC
Control person · since July 2018
- Owns 75% or more of Be, LLC
Valery Oswald
Control person · since July 2018
Epic Wealth Management’s regulatory assets fell from $132M (March 2021) to $121M (March 2026); clients fell from 173 to 153 and employees rose from 4 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $121M | 153 | 5 | 2 |
| July 2025 | $112M | 389 | 5 | 2 |
| March 2024 | $106M | 144 | 5 | 1 |
| April 2023 | $92.1M | 121 | 4 | 1 |
| April 2022 | $153M | 179 | 4 | 1 |
| March 2021 | $132M | 173 | 4 | 1 |
Besides its headquarters, Epic Wealth Management has 1 office (1 private residence, listed without an address), with 1 listed address in Oklahoma.
Oklahoma · 1 listed address
- 7406 N Classen BLVD, Oklahoma CityHQ
Contact and registration details
- Legal name
- Epic Wealth Management, LLC
- Headquarters
- 7406 N Classen BLVD, Oklahoma City, OK 73116
- Website
- Not reported
- Phone
- 405-257-0301
- SEC file
- 801-113589
- Structure
- Oklahoma LLC
- Fiscal year end
- December
Epic Wealth Management uses Raymond James ($118M) as custodian for its separately managed accounts. Epic Wealth Management does not have custody of client assets.
- Raymond JamesRaymond James & Associates, Inc. · St. Petersburg, FL · $118M100%
At year end, Epic Wealth Management’s separately managed accounts were largely in funds (41%) and stocks (30%).
What the accounts hold
- Stocks30%
- Funds41%
- Bonds6%
- Investment grade corporate bonds3%
- State and local bonds2%
- U.S. government and agency bonds1%
- Cash10%
- Other13%
- Cds and preferred stocks13%
How many clients does Epic Wealth Management have?
Epic Wealth Management has 153 clients and manages $121 million for them, as of March 2026. They include 110 individual clients, 38 high-net-worth individuals, and 5 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 March 2026
What services does Epic Wealth Management offer?
Epic Wealth Management provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Epic Wealth Management charge?
Epic Wealth Management charges up to 3.00% a year for its Portfolio management fee. The fee is billed in advance and is negotiable.
Which custodians does Epic Wealth Management use?
Epic Wealth Management’s separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $118M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 March 2026
How many financial advisors does Epic Wealth Management have?
Epic Wealth Management has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Epic Wealth Management invest in?
At the end of its last fiscal year, Epic Wealth Management’s separately managed accounts held 41% registered funds (mutual funds, ETFs, BDCs), 30% exchange-traded equities, 13% other, 10% cash and equivalents, 3% investment grade corporate bonds, 2% state and local bonds and 1% U.S. government and agency bonds. The 13% other category is described as: CDS and Preferred Stocks.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Epic Wealth Management?
Epic Wealth Management is owned through a holding company by Valery Oswald. Its direct owner is Be, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 13 March 2026
How does Epic Wealth Management get paid?
Epic Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Epic Wealth Management?
Epic Wealth Management’s main office is at 7406 N Classen BLVD, Oklahoma City, OK 73116. Its phone number is 405-257-0301.