{"url":"https://nivawealth.com/firms/epic-wealth-management-297643","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/297643","regulatoryAum":120808791,"crd":"297643","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4258404","suffix":null,"lastName":"ARRA","firstName":"MARK","middleName":"TIMOTHY"},{"crd":"6141100","suffix":null,"lastName":"ARRA","firstName":"THOMAS","middleName":"MATTHEW"},{"crd":"1997347","suffix":null,"lastName":"OSWALD","firstName":"VALERY","middleName":"LYNN"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":132486945,"clients":173,"employees":4,"offices":1},{"filedOn":"2022-04-05","regulatoryAum":153206611,"clients":179,"employees":4,"offices":1},{"filedOn":"2023-04-10","regulatoryAum":92058636,"clients":121,"employees":4,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":105697743,"clients":144,"employees":5,"offices":1},{"filedOn":"2025-07-08","regulatoryAum":112286504,"clients":389,"employees":5,"offices":2},{"filedOn":"2026-03-13","regulatoryAum":120808791,"clients":153,"employees":5,"offices":2}],"secFileNumber":"801-113589","legalName":"Epic Wealth Management, LLC","displayName":"Epic Wealth Management","slug":"epic-wealth-management-297643","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Oklahoma limited liability company","fiscalYearEnd":"December","headquarters":{"street":"7406 N Classen BLVD","city":"Oklahoma City","state":"OK","stateName":"Oklahoma","country":"United States","postalCode":"73116"},"tradeNames":[],"registration":{"secApproved":"12 July 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":795076.0202702703,"staff":{"employees":5,"advisory":4,"brokerDealerReps":0,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":120808791,"discretionary":120808791,"discretionaryAccounts":406,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":354296130,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":110,"regulatoryAum":34364821},{"label":"High-net-worth individuals","clients":38,"regulatoryAum":83306430},{"label":"Banking or thrift institutions","clients":null,"fewerThan5":true,"regulatoryAum":0},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":0},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":0},{"label":"State or municipal government entities","clients":null,"fewerThan5":true,"regulatoryAum":0},{"label":"Other investment advisers","clients":null,"fewerThan5":true,"regulatoryAum":0},{"label":"Insurance companies","clients":null,"fewerThan5":true,"regulatoryAum":0},{"label":"Sovereign wealth funds and foreign official institutions","clients":null,"fewerThan5":true,"regulatoryAum":0},{"label":"Corporations and other businesses","clients":5,"regulatoryAum":3137540}],"feePrograms":[{"role":"main","program":"Portfolio management fee","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018819","versionId":1018819,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-13","documentName":"ADV PART 2A - MARCH 2026","fee_rate_low":null,"fee_rate_high":3,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:06:35.17009+00:00","documents":[{"name":"ADV PART 2A - MARCH 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018819","versionId":1018819,"submittedOn":"2026-03-13"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018820","versionId":1018820,"submittedOn":null}]},"custodians":[{"name":"Raymond James & Associates, Inc.","shortName":"Raymond James","location":"St. Petersburg, FL","smaAssets":118098710}],"custodyNote":"Epic Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Valery Oswald","title":"Managing Partner/ Chief Compliance Officer","crd":"1997347"}],"ownership":[{"label":"Be, LLC","detail":"Owner in the 75% or more ownership band and a control person, since July 2018."},{"label":"Valery Oswald","detail":"Indirect owner: a managing member of Be, LLC in the 75% or more band and a control person, since July 2018.","parent":"Be, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Oklahoma","offices":1,"addresses":[{"street":"7406 N Classen BLVD","city":"Oklahoma City","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"405-257-0301","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":30},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":2},{"label":"Investment grade corporate bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":41},{"label":"Cash and cash equivalents","percent":10},{"label":"Other","percent":13,"detail":"CDS and Preferred Stocks"}],"privateFunds":0},"sources":{"adv1FilingDate":"13 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/297643/PDF/297643.pdf","brochureDate":"13 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018819","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Epic Wealth Management have?","answer":"Epic Wealth Management has 153 clients and manages $121 million for them, as of March 2026. They include 110 individual clients, 38 high-net-worth individuals, and 5 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Epic Wealth Management offer?","answer":"Epic Wealth Management provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Epic Wealth Management charge?","answer":"Epic Wealth Management charges up to 3.00% a year for its Portfolio management fee. The fee is billed in advance and is negotiable.","source":"ADV PART 2A - MARCH 2026, filed 13 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Epic Wealth Management use?","answer":"Epic Wealth Management’s separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $118M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Epic Wealth Management have?","answer":"Epic Wealth Management has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Epic Wealth Management invest in?","answer":"At the end of its last fiscal year, Epic Wealth Management’s separately managed accounts held 41% registered funds (mutual funds, ETFs, BDCs), 30% exchange-traded equities, 13% other, 10% cash and equivalents, 3% investment grade corporate bonds, 2% state and local bonds and 1% U.S. government and agency bonds. The 13% other category is described as: CDS and Preferred Stocks.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Epic Wealth Management?","answer":"Epic Wealth Management is owned through a holding company by Valery Oswald. Its direct owner is Be, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Epic Wealth Management get paid?","answer":"Epic Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Epic Wealth Management?","answer":"Epic Wealth Management’s main office is at 7406 N Classen BLVD, Oklahoma City, OK 73116. Its phone number is 405-257-0301.","source":"Form ADV Part 1A, Item 1.F, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}