Element Wealth provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 101–250 clients last fiscal year.
Element Wealth reports 743 clients. They include 530 individual clients, 122 high-net-worth individuals, and 76 pension and profit-sharing plans. Of its assets, 70.5% ($524M across 1,438 accounts) are managed with discretion; $220M across 321 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 71% | 25% |
| High-net-worth individuals | 16% | 47% |
| Pension and profit-sharing plans | 10% | 25% |
| Charitable organizations | <1% | 1% |
| Other investment advisers | 1% | <1% |
| Other client typesInsurance companies; Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 530 | $185M | 24.8% | $349K |
| High-net-worth individuals | 122 | $347M | 46.7% | $2.84M |
| Pension and profit-sharing plans | 76 | $188M | 25.2% | $2.47M |
| Charitable organizations | Fewer than 5 | $11.1M | 1.5% | $3.69M |
| Other investment advisers | 8 | $5.82M | 0.8% | $728K |
| Insurance companies | Fewer than 5 | $4.08M | 0.5% | $4.08M |
| Corporations and other businesses | Fewer than 5 | $3.3M | 0.4% | $1.1M |
| Total | 743 | $744M | 100% | — |
- Clients
- 530
- Regulatory AUM
- $185M
- AUM share
- 24.8%
- Avg. per client
- $349K
- Clients
- 122
- Regulatory AUM
- $347M
- AUM share
- 46.7%
- Avg. per client
- $2.84M
- Clients
- 76
- Regulatory AUM
- $188M
- AUM share
- 25.2%
- Avg. per client
- $2.47M
- Clients
- Fewer than 5
- Regulatory AUM
- $11.1M
- AUM share
- 1.5%
- Avg. per client
- $3.69M
- Clients
- 8
- Regulatory AUM
- $5.82M
- AUM share
- 0.8%
- Avg. per client
- $728K
- Clients
- Fewer than 5
- Regulatory AUM
- $4.08M
- AUM share
- 0.5%
- Avg. per client
- $4.08M
- Clients
- Fewer than 5
- Regulatory AUM
- $3.3M
- AUM share
- 0.4%
- Avg. per client
- $1.1M
Total
- Clients
- 743
- Regulatory AUM
- $744M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Element Wealth charges 0.50%–1.00% a year for its Investment management services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.00% |
| $1M–$5M | 0.75% |
| $5M and above | 0.50% |
Fee details and sources
Other fees
- Advisory consulting services
- Consulting and financial planning are generally billed at $400 an hour, or a fixed fee in some cases; fees are negotiable.
Ross & Yerger Insurance, Inc. owns 75% or more of Element Wealth. The leadership team of Element Wealth includes Chief Compliance Officer Juli-Ann Marquette. It has 15 employees, 9 of them in advisory roles.
Leadership
- Juli-Ann MarquetteOperations Manager/Chief Compliance Officer
Investment adviser representatives
13 representatives listed in the SEC register as of 9 October 2026.
- James Paul Bailey
- Laura Elizabeth Brame Cerra
- Andrew Edward Gay
- Lance Stephen Heisler
- Juli-Ann Lenora Marquette
- David Satterfield Morse
- Jeremy Martin Nelson
- Sarah Robinson Pehler
- Hayes Anthony Puckett
- Barry Carl Smith
- Brian Christopher Von Hein JR.
- Danny Collins Williams
- Jeremy Lewayne Yancey
Staff
- 15 employees
- 9 in advisory functions
- 9 state-registered reps
- 6 insurance agents
- 3 soliciting firms
- Owns 75% or more of Element Wealth, LLC
Ross & Yerger Insurance, Inc.
since August 2023
Element Wealth’s regulatory assets grew 2.3× from $319M (March 2021) to $744M (March 2026); clients fell from 801 to 743 and employees rose from 8 to 15.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $744M | 743 | 15 | 1 |
| May 2025May 2025 | $642M | 679 | 14 | 1 |
| Mar 2024March 2024 | $550M | 706 | 11 | 1 |
| Mar 2023March 2023 | $450M | 539 | 11 | 1 |
| Mar 2022March 2022 | $419M | 457 | 11 | 1 |
| Mar 2021March 2021 | $319M | 801 | 8 | 1 |
Besides its headquarters, Element Wealth has 0 offices, with 1 listed address in 1 state.
Mississippi · 1 listed address
- 800 Woodlands Pky, Suite 201, RidgelandHQ
Contact and registration details
- Legal name
- Element Wealth, LLC
- Headquarters
- 800 Woodlands Pky, Suite 201, Ridgeland, MS 39157
- Website
- myelementwealth.com
- Phone
- 601-957-6006
- @my-element-wealth
- SEC file
- 801-61758
- Structure
- Mississippi LLC
- Fiscal year end
- December
Element Wealth’s named custodians for separately managed accounts are Fidelity ($384M, 76%), Raymond James ($63M, 13%) and Charles Schwab ($57M, 11%). Element Wealth does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $57M11%
- Raymond JamesRaymond James & Associates, Inc. · St. Petersburg, FL · $63M13%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $384M76%
At year end, Element Wealth’s separately managed accounts were mostly in funds (73%) and stocks (11%). Its reported 13F holdings for the quarter ended 30 June 2026 total $267M across 214 positions; the largest are iShares TR (8.7%), iShares TR (3.9%) and Schwab Strategic TR (3.7%).
What the accounts hold
- Stocks11%
- Funds73%
- Registered funds69%
- Pooled vehicles4%
- Bonds2%
- Cash8%
- Other6%
- Annuities6%
Reported 13F holdings
- $267M
- Reported 13F value
- 214
- Positions
- 32.4%
- In the 10 largest
- +10.2%
- Value vs. prior quarter
- iShares TR · Core S&P500 ETF8.7%
- iShares TR · Core S&P Ttl Stk3.9%
- Schwab Strategic TR · US Lrg Cap ETF3.7%
- Amplify ETF TR · Cwp Enhanced Div2.8%
- iShares TR · Trs Flt RT BD2.8%
- iShares TR · Core US Aggbd ET2.4%
- Alps ETF TR · Alerian Mlp2.3%
- iShares Inc. · Core MSCI Emkt2.0%
- iShares TR · Core S&P Scp ETF1.9%
- iShares TR · Core MSCI Eafe1.8%
Together, the ten largest are 32.4% of reported value.
How many clients does Element Wealth have?
Element Wealth has 743 clients and manages $744 million for them, as of March 2026. They include 530 individual clients, 122 high-net-worth individuals, and 76 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026
What services does Element Wealth offer?
Element Wealth provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Element Wealth charge?
Element Wealth charges 0.50%–1.00% a year for its Investment management services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: ELEMENT WEALTH ADV 2A MARCH 2026, filed 23 March 2026
Which custodians does Element Wealth use?
Element Wealth’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $384M, Raymond James & Associates, Inc. (St. Petersburg, FL), with $63M and Charles Schwab & Co., Inc. (San Francisco, CA), with $57M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026
How many financial advisors does Element Wealth have?
Element Wealth has 9 investment adviser representatives registered with state securities authorities, out of 15 employees, and 9 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 6 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Element Wealth invest in?
At the end of its last fiscal year, Element Wealth’s separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 11% exchange-traded equities, 8% cash and equivalents, 6% other, 4% pooled vehicles (private funds and similar) and 2% state and local bonds. The 6% other category is described as: Annuities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Element Wealth?
Element Wealth’s direct owner is Ross & Yerger Insurance, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 23 March 2026
How does Element Wealth get paid?
Element Wealth is paid through a percentage of assets under management, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Element Wealth?
Element Wealth’s main office is at 800 Woodlands Pky, Suite 201, Ridgeland, MS 39157. Its phone number is 601-957-6006. Its website is myelementwealth.com.