Egsi Investment Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 251–500 clients last fiscal year.
Egsi Investment Management reports 278 clients. They include 230 individual clients, 29 pension and profit-sharing plans, and 16 high-net-worth individuals. Of its assets, 70.6% ($102M across 769 accounts) are managed with discretion; $42.6M across 29 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 83% | 46% |
| High-net-worth individuals | 6% | 24% |
| Pension and profit-sharing plans | 10% | 29% |
| Charitable organizations | <1% | <1% |
| State or municipal government entities | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 230 | $66.9M | 46.2% | $291K |
| High-net-worth individuals | 16 | $34.7M | 24.0% | $2.17M |
| Pension and profit-sharing plans | 29 | $42.6M | 29.4% | $1.47M |
| Charitable organizations | 2 | $377K | 0.3% | $189K |
| State or municipal government entities | 1 | $192K | 0.1% | $192K |
| Total | 278 | $145M | 100% | $520K |
- Clients
- 230
- Regulatory AUM
- $66.9M
- AUM share
- 46.2%
- Avg. per client
- $291K
- Clients
- 16
- Regulatory AUM
- $34.7M
- AUM share
- 24.0%
- Avg. per client
- $2.17M
- Clients
- 29
- Regulatory AUM
- $42.6M
- AUM share
- 29.4%
- Avg. per client
- $1.47M
- Clients
- 2
- Regulatory AUM
- $377K
- AUM share
- 0.3%
- Avg. per client
- $189K
- Clients
- 1
- Regulatory AUM
- $192K
- AUM share
- 0.1%
- Avg. per client
- $192K
Total
- Clients
- 278
- Regulatory AUM
- $145M
- AUM share
- 100%
- Avg. per client
- $520K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Egsi Investment Management is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning and consulting
- Financial planning and consulting is a negotiable fixed fee, stated to range from $500 to $2,500.
Edward Siddell owns 75% or more of Egsi Investment Management. The leadership team of Egsi Investment Management includes Chief Compliance Officer LeAnne Siddell. It has 4 employees.
Leadership
- LeAnne SiddellChief Compliance Officer and Operational Manager
- Edward SiddellOwner
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 4 in advisory functions
- 3 state-registered reps
- 1 insurance agent
- Owns 75% or more of Egsi Investment Management, Inc.
Edward Siddell
Control person · since April 2014
Besides its headquarters, Egsi Investment Management has 0 offices, with 1 listed address in Ohio.
Ohio · 1 listed address
- 5100 Parkcenter Ave, Suite 120, DublinHQ
Contact and registration details
- Legal name
- Egsi Investment Management, Inc.
- Headquarters
- 5100 Parkcenter Ave, Suite 120, Dublin, OH 43017
- Website
- egsifinancial.com
- Phone
- 614-526-4118
- @egsi-financial
- SEC file
- 801-136784
- Structure
- Ohio corporation
- Fiscal year end
- December
Egsi Investment Management uses Charles Schwab ($102M) as custodian for its separately managed accounts. Egsi Investment Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $102M100%
At year end, Egsi Investment Management’s separately managed accounts were mostly in stocks (94%).
What the accounts hold
- Stocks94%
- Exchange-traded equities93%
- Non-exchange-traded equities1%
- Funds1%
- Bonds4%
- Investment grade corporate bonds3%
- U.S. government and agency bonds1%
- Cash4%
How many clients does Egsi Investment Management have?
Egsi Investment Management has 278 clients and manages $145 million for them, as of July 2026. They include 230 individual clients, 29 pension and profit-sharing plans, and 16 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 July 2026
What services does Egsi Investment Management offer?
Egsi Investment Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Egsi Investment Management use?
Egsi Investment Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $102M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 July 2026
How many financial advisors does Egsi Investment Management have?
Egsi Investment Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Egsi Investment Management invest in?
At the end of its last fiscal year, Egsi Investment Management’s separately managed accounts held 93% exchange-traded equities, 4% cash and equivalents, 3% investment grade corporate bonds, 1% non-exchange-traded equities, 1% U.S. government and agency bonds and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Egsi Investment Management?
Egsi Investment Management’s direct owner is Edward Siddell (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 July 2026
How does Egsi Investment Management get paid?
Egsi Investment Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Egsi Investment Management registered with the SEC?
Yes, Egsi Investment Management has been registered with the SEC as an investment adviser since 17 July 2026. Its CRD number is 171488 and its SEC file number is 801-136784.
Source: Form ADV Part 1A, Item 1, filed 30 July 2026; IAPD firm record
How do I contact Egsi Investment Management?
Egsi Investment Management’s main office is at 5100 Parkcenter Ave, Suite 120, Dublin, OH 43017. Its phone number is 614-526-4118. Its website is egsifinancial.com.