Alexander Rye has been an investment adviser representative at Egsi Investment Management since July 2026, and is not listed among the firm’s executive officers or direct owners.
Egsi Investment Management, Inc. is a Dublin, OH firm with $145M under management, 278 clients and 4 advisers in one office, as of its July 2026 filing.
- Egsi Investment ManagementCurrent– present · under a yearDublin, OH · Adviser representative · Firm CRD 171488
Investment adviser representative registrations
Alexander Rye is registered as an investment adviser representative in Ohio, since July 2026.
- OhioSince 10 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 10 July 2026 |
| Series 7TO | General Securities Representative Examination | 29 August 2025 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 April 2025 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 19 March 2025 |
| SIE | Securities Industry Essentials Examination | 19 February 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Alexander David Rye
- CRD
- 7990033
- Firm
- Egsi Investment Management · CRD 171488
- Office
- 5100 PARKCENTER AVE, SUITE 120, Dublin, OH 43017
- Registration
- Investment adviser registration
- In the industry since
- December 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Alexander Rye work?
Alexander Rye is an investment adviser representative registered through Egsi Investment Management, Inc. since July 2026, and is not listed among the firm’s executive officers or direct owners.
Is Alexander Rye a financial advisor?
Yes. Alexander Rye has a current investment-adviser registration in Ohio, through Egsi Investment Management since July 2026.
How many years of experience does Alexander Rye have?
Alexander Rye has 0 years in the financial industry, since December 2025, across 1 adviser firm.
What exams has Alexander Rye passed?
Alexander Rye has passed 5 licensing exams: the SIE, Series 6TO, Series 63, Series 7TO and Series 65. The earliest, the SIE, was passed in February 2025.
Where is Alexander Rye based?
Alexander Rye’s registered office is in Dublin, OH.
Is Alexander Rye registered with FINRA?
No. Alexander Rye has no current broker registration.
How can I verify Alexander Rye’s record?
Search CRD 7990033 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alexander Rye’s full registration record.