Efg Private Wealth Management (Americas) provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Efg Private Wealth Management (Americas) reports 479 clients. They include 205 high-net-worth individuals, 170 corporations and other businesses, and 103 individual clients. Of its assets, 84.6% ($1.95B across 688 accounts) are managed with discretion; $354M across 8 accounts are not. A wrap fee program the firm both sponsors and manages holds $52.5M. Of its clients, 87% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 22% | 3% |
| High-net-worth individuals | 43% | 32% |
| Banking or thrift institutions | Fewer than 5 | 16% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | 35% | 48% |
| Other client typesOther | <1% | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 103 | $77.6M | 3.4% | $754K |
| High-net-worth individuals | 205 | $735M | 32.0% | $3.59M |
| Banking or thrift institutions | Fewer than 5 | $371M | 16.1% | — |
| Charitable organizations | Fewer than 5 | $9.78M | 0.4% | — |
| Corporations and other businesses | 170 | $1.11B | 48.0% | $6.5M |
| Other | Fewer than 5 | $1.54M | 0.1% | $1.54M |
| Total | 479 | $2.3B | 100% | — |
- Clients
- 103
- Regulatory AUM
- $77.6M
- AUM share
- 3.4%
- Avg. per client
- $754K
- Clients
- 205
- Regulatory AUM
- $735M
- AUM share
- 32.0%
- Avg. per client
- $3.59M
- Clients
- Fewer than 5
- Regulatory AUM
- $371M
- AUM share
- 16.1%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $9.78M
- AUM share
- 0.4%
- Avg. per client
- —
- Clients
- 170
- Regulatory AUM
- $1.11B
- AUM share
- 48.0%
- Avg. per client
- $6.5M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.54M
- AUM share
- 0.1%
- Avg. per client
- $1.54M
Total
- Clients
- 479
- Regulatory AUM
- $2.3B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 87%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Efg Private Wealth Management (Americas) is paid through a percentage of assets under management and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Efg International Ag owns 75% or more of Efg Private Wealth Management (Americas) and is in turn owned by Efg Bank European Financial Group Sa (25–50%). Eduardo Cruz is CEO; the leadership team includes Chief Operating Officer Alexandra Montoya and Chief Compliance Officer Edwin Fermin. It has 56 employees, 25 of them in advisory roles.
Leadership
- Eduardo CruzChief Executive Officer, Director
- Luis De Melo FerreiraDeputy Chief Executive Officer
- Alexandra MontoyaChief Operating Officer
- Edwin FerminChief Compliance Officer
- Victor EchevarriaChairman
- Sanjin MohorovicDirector
- Peter PhillipsDirector
Investment adviser representatives
46 representatives listed in the SEC register as of 9 October 2026.
- Hans Anton Abate
- Michael Alan Andrews
- Leandro Araujo
- Grace Adele Arkalji
- Hugo A Baquero Velasquez
- Krystal Ann Barcelo
- Luiz Barros
- J Alexander Caldwell
- Lauro Duarte Cancela JR
- Raphael Caria de Freitas Pinheiro
- Fernando De Carvalho Olea Costa
- Alejandro A Couttenye
- Fernando Monteiro De Barros
- Steven Edwin Espinosa
- Thiago Favery
- Edwin Andres Fermin
- Rubens Ferraroni
- Roberto Elias Gadala-Maria
- Humberto Romeo Garcia JR.
- Juan Carlos Gomez Canales
- Carlos Javier Gonzalez
- Isabela Jardim
- Paulo Lerner
- Vanessa Lima
- Jennifer Desiree Marcelle-James
- Morris Mattout Guindi
- Florina Mendez Velez
- Carlos Fernando Meneses
- Kenia Naves Rocha
- Andres S Padilla
- Paul Alberto Pestana Valeri
- Manuel I. Pimentel
- Luis Roberto Prandini
- Luciana Ferreira Cupido Ribeiro
- Janet Rodriguez
- Antoine S Rojo
- Maria Del Carmen Romero Salvade
- Omar C Rosas
- Carlos Alberto Salzedo Navarro
- Wendy Sanchez
- Julia Cioffi Santos
- Felipe Sebe Lopes
- Eric Byron Smalley
- Ana Carolina Toffoli Desouza
- Cristina Rosibel Ulvert
- Juancarlos Zamorano
Staff
- 56 employees
- 25 in advisory functions
- 46 state-registered reps
- 52 broker-dealer reps
- 1 insurance agent
- 33 soliciting firms
- Owns 75% or more of Efg Private Wealth Management (Americas) Corp.
Efg International Ag
Control person · since December 2022
- Owns 25% to 50% of Efg International Ag
Efg Bank European Financial Group Sa
Control person · since December 2009
- Owns 75% or more of Efg Bank European Financial Group Sa
European Financial Group Efg (Luxembourg) Sa
Control person · since December 2009
- Owns 75% or more of European Financial Group Efg (Luxembourg) Sa
Efg European Financial Group LTD
Control person · since December 2009
- Owns 75% or more of Efg European Financial Group LTD
Private Financial Holdings Limited
Control person · since December 2009
Efg Private Wealth Management (Americas)’s regulatory assets grew from $1.72B (June 2021) to $2.3B (March 2026); clients fell from 671 to 479 and employees rose from 18 to 56.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $2.3B | 479 | 56 | 2 |
| March 2025 | $1.92B | 438 | 44 | 1 |
| May 2024 | $1.51B | 710 | 11 | 1 |
| July 2023 | $1.46B | 790 | 11 | 1 |
| June 2022 | $1.91B | 806 | 9 | 1 |
| June 2021 | $1.72B | 671 | 18 | 1 |
Besides its headquarters, Efg Private Wealth Management (Americas) has 1 office, with 2 listed addresses in Florida.
Florida · 2 listed addresses
- 701 Brickell Avenue, Suite 1310, MiamiHQ
- 701 Brickell Avenue, Miami
Contact and registration details
- Legal name
- Efg Private Wealth Management (Americas) Corp.
- Headquarters
- 701 Brickell Avenue, Suite 1310, Miami, FL 33131
- Website
- Not reported
- Phone
- 305-482-8000
- SEC file
- 801-72773
- Structure
- Delaware corporation
- Fiscal year end
- December
Efg Private Wealth Management (Americas) uses Efg Bank Ag ($1.02B, 44%), Pershing ($964M, 42%) and Efg Bank & Trust (Bahamas) ($315M, 14%) as custodians for its separately managed accounts. Efg Private Wealth Management (Americas) has custody of client assets.
- Efg Bank AgEfg Bank Ag · Geneva · $1.02B44%
- Efg Bank & Trust (Bahamas)Efg Bank & Trust (Bahamas) LTD. · Nassau · $315M14%
- PershingPershing LLC · Jersey City, NJ · $964M42%
At year end, Efg Private Wealth Management (Americas)’s separately managed accounts were largely in bonds (38%) and stocks (36%).
What the accounts hold
- Stocks36%
- Exchange-traded equities35%
- Non-exchange-traded equities1%
- Funds24%
- Registered funds14%
- Pooled vehicles10%
- Bonds38%
- Investment grade corporate bonds30%
- U.S. government and agency bonds5%
- High-yield corporate bonds3%
- Cash2%
How many clients does Efg Private Wealth Management (Americas) have?
Efg Private Wealth Management (Americas) has 479 clients and manages $2.3 billion for them, as of March 2026. They include 205 high-net-worth individuals, 170 corporations and other businesses, and 103 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Efg Private Wealth Management (Americas) offer?
Efg Private Wealth Management (Americas) provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Efg Private Wealth Management (Americas) use?
Efg Private Wealth Management (Americas)’s separately managed account assets are held at Efg Bank Ag (Geneva), with $1.02B, Pershing LLC (Jersey City, NJ), with $964M and Efg Bank & Trust (Bahamas) LTD. (Nassau), with $315M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Efg Private Wealth Management (Americas) have?
Efg Private Wealth Management (Americas) has 46 investment adviser representatives registered with state securities authorities, out of 56 employees, and 25 perform investment advisory functions. 52 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Efg Private Wealth Management (Americas) invest in?
At the end of its last fiscal year, Efg Private Wealth Management (Americas)’s separately managed accounts held 35% exchange-traded equities, 30% investment grade corporate bonds, 14% registered funds (mutual funds, ETFs, BDCs), 10% pooled vehicles (private funds and similar), 5% U.S. government and agency bonds, 3% high-yield corporate bonds, 2% cash and equivalents and 1% non-exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Efg Private Wealth Management (Americas)?
Efg Private Wealth Management (Americas) is owned through a chain of holding companies by Private Financial Holdings Limited. Its direct owner is Efg International Ag (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Efg Private Wealth Management (Americas) get paid?
Efg Private Wealth Management (Americas) is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Efg Private Wealth Management (Americas)?
Efg Private Wealth Management (Americas)’s main office is at 701 Brickell Avenue, Suite 1310, Miami, FL 33131. Its phone number is 305-482-8000.