Firms by custodian
Registered investment advisers that custody at Efg Bank Ag
Search the full directory by firm name, city, state, CRD number or custodian.
5 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Efg Private Wealth Management (Americas) | Miami, FL | $2.3B |
| Kaiser Partner Financial Advisors | Zürich | $1.76B |
| Azimut Investment Advisors | Miami, FL | $1B |
| Ekanta Wealth Advisors | Coconut Grove, FL | $307M |
| Pilotage Private Wealth AG | Zurich | $228M |
- Headquarters
- Miami, FL
- Regulatory AUM
- $2.3B
- Headquarters
- Zürich
- Regulatory AUM
- $1.76B
- Headquarters
- Miami, FL
- Regulatory AUM
- $1B
- Headquarters
- Coconut Grove, FL
- Regulatory AUM
- $307M
- Headquarters
- Zurich
- Regulatory AUM
- $228M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Efg Bank Ag here says only what the filing says, and implies nothing about either firm's service.