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band and a control person, since December 2009.","parent":"Efg Bank European Financial Group Sa"},{"label":"Efg Bank European Financial Group Sa","detail":"Indirect owner: a parent of Efg International Ag in the 25% to 50% band and a control person, since December 2009.","parent":"Efg International Ag"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":2,"addresses":[{"street":"701 Brickell Avenue, Suite 1310","city":"Miami","headquarters":true},{"street":"701 Brickell Avenue","city":"Miami"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"305-482-8000","stateRegisteredReps":46,"otherAdviserReps":2,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":35},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":5},{"label":"Investment grade corporate bonds","percent":30},{"label":"Non-investment grade corporate bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":14},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":10},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/158905/PDF/158905.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Efg Private Wealth Management (Americas) have?","answer":"Efg Private Wealth Management (Americas) has 479 clients and manages $2.3 billion for them, as of March 2026. They include 205 high-net-worth individuals, 170 corporations and other businesses, and 103 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Efg Private Wealth Management (Americas) offer?","answer":"Efg Private Wealth Management (Americas) provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Efg Private Wealth Management (Americas) use?","answer":"Efg Private Wealth Management (Americas)’s separately managed account assets are held at Efg Bank Ag (Geneva), with $1.02B, Pershing LLC (Jersey City, NJ), with $964M and Efg Bank & Trust (Bahamas) LTD. (Nassau), with $315M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Efg Private Wealth Management (Americas) have?","answer":"Efg Private Wealth Management (Americas) has 46 investment adviser representatives registered with state securities authorities, out of 56 employees, and 25 perform investment advisory functions. 52 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Efg Private Wealth Management (Americas) invest in?","answer":"At the end of its last fiscal year, Efg Private Wealth Management (Americas)’s separately managed accounts held 35% exchange-traded equities, 30% investment grade corporate bonds, 14% registered funds (mutual funds, ETFs, BDCs), 10% pooled vehicles (private funds and similar), 5% U.S. government and agency bonds, 3% high-yield corporate bonds, 2% cash and equivalents and 1% non-exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Efg Private Wealth Management (Americas)?","answer":"Efg Private Wealth Management (Americas) is owned through a chain of holding companies by Private Financial Holdings Limited. Its direct owner is Efg International Ag (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Efg Private Wealth Management (Americas) get paid?","answer":"Efg Private Wealth Management (Americas) is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Efg Private Wealth Management (Americas)?","answer":"Efg Private Wealth Management (Americas)’s main office is at 701 Brickell Avenue, Suite 1310, Miami, FL 33131. Its phone number is 305-482-8000.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}