DRH Investments provides portfolio management for individuals and small businesses and portfolio management for institutions.
DRH Investments reports 101 clients. They include 82 high-net-worth individuals, 12 individual clients, and 7 pension and profit-sharing plans. Of its assets, 100.0% ($191M across 332 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 12% | <1% |
| High-net-worth individuals | 81% | 91% |
| Pension and profit-sharing plans | 7% | 6% |
| Charitable organizations | Fewer than 5 | <1% |
| Other investment advisers | Fewer than 5 | 2% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 12 | $743K | 0.4% | $61.9K |
| High-net-worth individuals | 82 | $174M | 91.0% | $2.12M |
| Pension and profit-sharing plans | 7 | $11.6M | 6.1% | $1.66M |
| Charitable organizations | Fewer than 5 | $253K | 0.1% | — |
| Other investment advisers | Fewer than 5 | $4.64M | 2.4% | — |
| Total | 101 | $191M | 100% | — |
- Clients
- 12
- Regulatory AUM
- $743K
- AUM share
- 0.4%
- Avg. per client
- $61.9K
- Clients
- 82
- Regulatory AUM
- $174M
- AUM share
- 91.0%
- Avg. per client
- $2.12M
- Clients
- 7
- Regulatory AUM
- $11.6M
- AUM share
- 6.1%
- Avg. per client
- $1.66M
- Clients
- Fewer than 5
- Regulatory AUM
- $253K
- AUM share
- 0.1%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $4.64M
- AUM share
- 2.4%
- Avg. per client
- —
Total
- Clients
- 101
- Regulatory AUM
- $191M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
DRH Investments is paid through a percentage of assets under management and performance-based fees. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
David Hansen owns 75% or more of DRH Investments. The leadership team of DRH Investments includes President David Hansen and Chief Compliance Officer Jon Wieman. It has 4 employees, 2 of them in advisory roles.
Leadership
- David HansenPresident
- Scott WoodVice President
- Jon WiemanChief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of DRH Investments, Inc.
David Hansen
Control person · since May 2006
DRH Investments’ regulatory assets fell from $217M (June 2021) to $191M (March 2026); clients fell from 109 to 101 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $191M | 101 | 4 | 1 |
| March 2025 | $159M | 102 | 4 | 1 |
| January 2024 | $180M | 116 | 4 | 1 |
| March 2023 | $190M | 111 | 4 | 1 |
| March 2022 | $234M | 113 | 4 | 1 |
| June 2021 | $217M | 109 | 4 | 1 |
Besides its headquarters, DRH Investments has 0 offices, with 1 listed address in California.
California · 1 listed address
- 141 Duesenberg Drive, Suite 15a, Thousand OaksHQ
Contact and registration details
- Legal name
- DRH Investments, Inc.
- Headquarters
- 141 Duesenberg Drive, Suite 15a, Thousand Oaks, CA 91362
- Website
- drhinvestments.com
- Phone
- 310-826-1740
- SEC file
- 801-114702
- Structure
- California corporation
- Fiscal year end
- December
DRH Investments uses Fidelity ($189M) as custodian for its separately managed accounts. DRH Investments does not have custody of client assets.
- FidelityNational Financial Services LLC · Boston, MA · $189M100%
At year end, DRH Investments’ separately managed accounts were mostly in stocks (61%) and bonds (25%). Its reported 13F holdings for the quarter ended 30 June 2026 total $126M across 20 positions; the largest are Caterpillar Inc. (20.0%), Alphabet Inc. (16.0%) and CSX Corp. (11.3%).
What the accounts hold
- Stocks61%
- Funds4%
- Bonds25%
- U.S. government and agency bonds21%
- State and local bonds3%
- Investment grade corporate bonds1%
- Cash8%
- Other2%
- Derivatives2%
Reported 13F holdings
- $126M
- Reported 13F value
- 20
- Positions
- 97.7%
- In the 10 largest
- +2.5%
- Value vs. prior quarter
- Caterpillar Inc.20.0%
- Alphabet Inc. · Cap Stk CL C16.0%
- CSX Corp.11.3%
- General Dynamics Corp.9.9%
- Union Pac Corp.8.3%
- Hershey Company Com Usd1.007.7%
- Disney Walt CO6.9%
- Chemed Corp. New6.9%
- WD 40 CO6.6%
- Airbnb Inc. · Com CL A4.0%
Together, the ten largest are 97.7% of reported value.
How many clients does DRH Investments have?
DRH Investments has 101 clients and manages $191 million for them, as of March 2026. They include 82 high-net-worth individuals, 12 individual clients, and 7 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does DRH Investments offer?
DRH Investments provides portfolio management for individuals and small businesses and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does DRH Investments use?
DRH Investments’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $189M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does DRH Investments have?
DRH Investments has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does DRH Investments invest in?
At the end of its last fiscal year, DRH Investments’ separately managed accounts held 61% exchange-traded equities, 21% U.S. government and agency bonds, 8% cash and equivalents, 4% registered funds (mutual funds, ETFs, BDCs), 3% state and local bonds, 2% derivatives and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns DRH Investments?
DRH Investments’ direct owner is David Hansen (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does DRH Investments get paid?
DRH Investments is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact DRH Investments?
DRH Investments’ main office is at 141 Duesenberg Drive, Suite 15a, Thousand Oaks, CA 91362. Its phone number is 310-826-1740. Its website is drhinvestments.com.