{"url":"https://nivawealth.com/firms/drh-investments-164945","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/164945","regulatoryAum":190957928,"crd":"164945","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5210273","suffix":null,"lastName":"HANSEN","firstName":"DAVID","middleName":"R"},{"crd":"2424216","suffix":null,"lastName":"WOOD","firstName":"SCOTT","middleName":"J"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-03","regulatoryAum":217178140,"clients":109,"employees":4,"offices":1},{"filedOn":"2022-03-30","regulatoryAum":233617144,"clients":113,"employees":4,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":190027622,"clients":111,"employees":4,"offices":1},{"filedOn":"2024-01-30","regulatoryAum":179526037,"clients":116,"employees":4,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":159004345,"clients":102,"employees":4,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":190957928,"clients":101,"employees":4,"offices":1}],"secFileNumber":"801-114702","legalName":"DRH 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ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032182","versionId":1032182,"submittedOn":"2026-03-30"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032181","versionId":1032181,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032180","versionId":1032180,"submittedOn":null}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":188860409}],"custodyNote":"DRH Investments does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"David Hansen","title":"President","crd":"5210273"},{"name":"Scott Wood","title":"Vice President","crd":"2424216"},{"name":"Jon Wieman","title":"Chief Compliance 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They include 82 high-net-worth individuals, 12 individual clients, and 7 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does DRH Investments offer?","answer":"DRH Investments provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does DRH Investments use?","answer":"DRH Investments’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $189M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does DRH Investments have?","answer":"DRH Investments has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does DRH Investments invest in?","answer":"At the end of its last fiscal year, DRH Investments’ separately managed accounts held 61% exchange-traded equities, 21% U.S. government and agency bonds, 8% cash and equivalents, 4% registered funds (mutual funds, ETFs, BDCs), 3% state and local bonds, 2% derivatives and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns DRH Investments?","answer":"DRH Investments’ direct owner is David Hansen (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does DRH Investments get paid?","answer":"DRH Investments is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact DRH Investments?","answer":"DRH Investments’ main office is at 141 Duesenberg Drive, Suite 15a, Thousand Oaks, CA 91362. Its phone number is 310-826-1740. Its website is drhinvestments.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/drh-investments-164945/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-14","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1630709/000163070926000003/0001630709-26-000003-index.html","totalValue":126328856,"positionCount":20,"top10Share":0.9766188890367218,"top10":[{"issuer":"CATERPILLAR INC COM","titleOfClass":"COM","cusip":"149123101","value":25309478,"shares":23767,"shareType":"SH","priorValue":21465630,"priorShares":30299},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":20250049,"shares":57312,"shareType":"SH","priorValue":16552396,"priorShares":57702},{"issuer":"CSX 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}