Scott Wood has been Vice President of DRH Investments since May 2013, is not listed as a control person, but directly owns under 5% of the firm. Scott Wood holds a BA in Marketing from Boston College Carroll School of Management.
DRH Investments, Inc. is a Thousand Oaks, CA firm with $191M under management, 101 clients and 2 advisers in one office, as of its March 2026 filing.
Scott Wood is Vice President of DRH Investments, Inc., responsible for private client services and marketing. Before joining DRH Investments he was a Financial Advisor for high net worth clients at Merrill Lynch. He also spent 8 years in institutional fixed income sales and trading for Chase Manhattan Bank and Solomon Smith Barney in New York, and worked in the entertainment industry for a decade.
Scott Wood’s longest registration is the current one, 13 years at DRH Investments since 2013. Before joining DRH Investments in 2013, Scott Wood was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- DRH Investments, Inc.Current– present · 13 yearsThousand Oaks, CA · Adviser representative · Firm CRD 164945
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearCentury City, CA · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Scott Wood is registered as an investment adviser representative in California, since June 2013.
- CaliforniaSince 4 June 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 20 June 2011 |
| Series 7 | General Securities Representative Examination | 14 April 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 May 1999 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Scott J Wood
- CRD
- 2424216
- Firm
- DRH Investments · CRD 164945
- Role
- Vice President
- Office
- 141 DUESENBERG DRIVE, SUITE 15A, Thousand Oaks, CA 91362
- Registration
- Investment adviser registration
- In the industry since
- October 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- drhinvestments.com
Where does Scott Wood work?
Scott Wood has been Vice President of DRH Investments, Inc. since May 2013.
Is Scott Wood a financial advisor?
Yes. Scott Wood has a current investment-adviser registration in California, through DRH Investments since June 2013.
How many years of experience does Scott Wood have?
Scott Wood has 14 years in the financial industry, since October 2011, across 2 adviser firms.
What exams has Scott Wood passed?
Scott Wood has passed 3 licensing exams: the Series 63, Series 7 and Series 66. The earliest, the Series 63, was passed in May 1999.
Where did Scott Wood work before DRH Investments?
Before DRH Investments, Scott Wood was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, June 2011 to January 2013.
Where is Scott Wood based?
Scott Wood’s registered office is in Thousand Oaks, CA.
Is Scott Wood registered with FINRA?
No. Scott Wood has no current broker registration.
How can I verify Scott Wood’s record?
Search CRD 2424216 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Wood’s full registration record.