Dream Capital Advisors provides portfolio management for individuals and small businesses.
Dream Capital Advisors reports 31 high-net-worth individuals. Of its assets, 100.0% ($695M across 84 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 31 | $695M | 100.0% | $22.4M |
| Total | 31 | $695M | 100% | $22.4M |
- Clients
- 31
- Regulatory AUM
- $695M
- AUM share
- 100.0%
- Avg. per client
- $22.4M
Total
- Clients
- 31
- Regulatory AUM
- $695M
- AUM share
- 100%
- Avg. per client
- $22.4M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Dream Capital Advisors charges 1.25% a year for its General Fee Schedule. The whole portfolio is charged at the rate of its band. The fee is billed in arrears, is negotiable and requires an account of at least $5,000,000.
Fee details and sources
Robert Cook owns 75% or more of Dream Capital Advisors. The leadership team of Dream Capital Advisors includes President Robert Cook. It has 2 employees, 1 of them in advisory roles.
Leadership
- Robert CookPresident and CCO
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 1 in advisory functions
- Owns 75% or more of Dream Capital Advisors, LLC
Robert Cook
Control person · since December 2006
Dream Capital Advisors’ regulatory assets grew from $519M (March 2021) to $695M (March 2026); clients fell from 62 to 31 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $695M | 31 | 2 | 3 |
| March 2025 | $585M | 47 | 2 | 3 |
| March 2024 | $553M | 47 | 2 | 3 |
| March 2023 | $491M | 49 | 2 | 3 |
| March 2022 | $530M | 63 | 2 | 3 |
| March 2021 | $519M | 62 | 2 | 3 |
Besides its headquarters, Dream Capital Advisors has 2 offices (1 private residence, listed without an address), with 2 listed addresses in Florida and Illinois.
Florida · 1 listed address
- 2614 Tamiami Trail N, Naples
Illinois · 1 listed address
- 250 Parkway Drive, Suite 150, LincolnshireHQ
Contact and registration details
- Legal name
- Dream Capital Advisors, LLC
- Headquarters
- 250 Parkway Drive, Suite 150, Lincolnshire, IL 60069
- Website
- Not reported
- Phone
- 847-970-9090
- SEC file
- 801-79378
- Structure
- Florida LLC
- Fiscal year end
- December
Dream Capital Advisors does not have custody of client assets.
At year end, Dream Capital Advisors’ separately managed accounts were mostly in stocks (87%) and bonds (11%).
What the accounts hold
- Stocks87%
- Non-exchange-traded equities82%
- Exchange-traded equities5%
- Bonds11%
- State and local bonds7%
- U.S. government and agency bonds4%
- Cash2%
How many clients does Dream Capital Advisors have?
Dream Capital Advisors has 31 clients and manages $695 million for them, as of March 2026. They include 31 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 March 2026
What services does Dream Capital Advisors offer?
Dream Capital Advisors provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Dream Capital Advisors charge?
Dream Capital Advisors charges 1.25% a year for its General Fee Schedule. The whole portfolio is charged at the rate of its band. The fee is billed in arrears, is negotiable and requires an account of at least $5,000,000.
Source: ADV PART 2, filed 13 March 2026
How many financial advisors does Dream Capital Advisors have?
Dream Capital Advisors has 0 investment adviser representatives registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Dream Capital Advisors invest in?
At the end of its last fiscal year, Dream Capital Advisors’ separately managed accounts held 82% non-exchange-traded equities, 7% state and local bonds, 5% exchange-traded equities, 4% U.S. government and agency bonds and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Dream Capital Advisors have a minimum investment?
Yes, Dream Capital Advisors’ minimum account size for its General Fee Schedule is $5M.
Source: ADV PART 2, filed 13 March 2026
Who owns Dream Capital Advisors?
Dream Capital Advisors’ direct owner is Robert Cook (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 13 March 2026
How does Dream Capital Advisors get paid?
Dream Capital Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Dream Capital Advisors registered with the SEC?
Yes, Dream Capital Advisors has been registered with the SEC as an investment adviser since 1 April 2014. Its CRD number is 142788 and its SEC file number is 801-79378.
Source: Form ADV Part 1A, Item 1, filed 13 March 2026; IAPD firm record
How do I contact Dream Capital Advisors?
Dream Capital Advisors’ main office is at 250 Parkway Drive, Suite 150, Lincolnshire, IL 60069. Its phone number is 847-970-9090.