{"url":"https://nivawealth.com/firms/dream-capital-advisors-142788","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/142788","regulatoryAum":695270432,"crd":"142788","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2861780","suffix":null,"lastName":"COOK","firstName":"ROBERT","middleName":"JAMES"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-22","regulatoryAum":519458412,"clients":62,"employees":2,"offices":3},{"filedOn":"2022-03-11","regulatoryAum":530392011,"clients":63,"employees":2,"offices":3},{"filedOn":"2023-03-08","regulatoryAum":491432112,"clients":49,"employees":2,"offices":3},{"filedOn":"2024-03-13","regulatoryAum":552977665,"clients":47,"employees":2,"offices":3},{"filedOn":"2025-03-17","regulatoryAum":585247647,"clients":47,"employees":2,"offices":3},{"filedOn":"2026-03-13","regulatoryAum":695270432,"clients":31,"employees":2,"offices":3}],"secFileNumber":"801-79378","legalName":"Dream Capital Advisors, LLC","displayName":"Dream Capital Advisors","slug":"dream-capital-advisors-142788","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"250 Parkway Drive, Suite 150","city":"Lincolnshire","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60069"},"tradeNames":[],"registration":{"secApproved":"1 April 2014","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":22428078.451612905,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":695270432,"discretionary":695270432,"discretionaryAccounts":84,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":31,"regulatoryAum":695270432}],"feePrograms":[{"role":"main","program":"General Fee Schedule","feeBasis":"whole_balance","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018504","versionId":1018504,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-13","documentName":"ADV PART 2","fee_rate_low":1.25,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":5000000,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T06:39:42.050555+00:00","documents":[{"name":"ADV PART 2","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018504","versionId":1018504,"submittedOn":"2026-03-13"}]},"custodians":[],"custodyNote":"Dream Capital Advisors does not have custody of client assets.","leadership":[{"name":"Robert Cook","title":"President and CCO","crd":"2861780"}],"ownership":[{"label":"Robert Cook","detail":"President and cco in the 75% or more ownership band and a control person, since December 2006."}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"2614 Tamiami Trail N","city":"Naples"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"250 Parkway Drive, Suite 150","city":"Lincolnshire","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"847-970-9090","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"Non-exchange-traded equity securities","percent":82},{"label":"U.S. government/agency bonds","percent":4},{"label":"U.S. state and local bonds","percent":7},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"13 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/142788/PDF/142788.pdf","brochureDate":"13 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018504","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Dream Capital Advisors have?","answer":"Dream Capital Advisors has 31 clients and manages $695 million for them, as of March 2026. They include 31 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Dream Capital Advisors offer?","answer":"Dream Capital Advisors provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Dream Capital Advisors charge?","answer":"Dream Capital Advisors charges 1.25% a year for its General Fee Schedule. The whole portfolio is charged at the rate of its band. The fee is billed in arrears, is negotiable and requires an account of at least $5,000,000.","source":"ADV PART 2, filed 13 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Dream Capital Advisors have?","answer":"Dream Capital Advisors has 0 investment adviser representatives registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Dream Capital Advisors invest in?","answer":"At the end of its last fiscal year, Dream Capital Advisors’ separately managed accounts held 82% non-exchange-traded equities, 7% state and local bonds, 5% exchange-traded equities, 4% U.S. government and agency bonds and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Dream Capital Advisors have a minimum investment?","answer":"Yes, Dream Capital Advisors’ minimum account size for its General Fee Schedule is $5M.","source":"ADV PART 2, filed 13 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Dream Capital Advisors?","answer":"Dream Capital Advisors’ direct owner is Robert Cook (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Dream Capital Advisors get paid?","answer":"Dream Capital Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Dream Capital Advisors registered with the SEC?","answer":"Yes, Dream Capital Advisors has been registered with the SEC as an investment adviser since 1 April 2014. Its CRD number is 142788 and its SEC file number is 801-79378.","source":"Form ADV Part 1A, Item 1, filed 13 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Dream Capital Advisors?","answer":"Dream Capital Advisors’ main office is at 250 Parkway Drive, Suite 150, Lincolnshire, IL 60069. Its phone number is 847-970-9090.","source":"Form ADV Part 1A, Item 1.F, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}