Robert Cook has been President and CCO of Dream Capital Advisors since December 2006, is a control person of the firm and directly owns 75% or more of it.
Dream Capital Advisors, LLC is a Lincolnshire, IL firm with $695M under management, 31 clients and 1 adviser across 3 offices, as of its March 2026 filing.
Robert Cook’s longest registration is the current one, 19 years at Dream Capital Advisors since 2007. Before joining Dream Capital Advisors in 2007, Robert Cook was registered through Securus Investment Management, LLC.
- Securus Investment Management, LLC– · 1 yearLagrange, IL · Adviser representative · Firm CRD 140870
- Dream Capital Advisors, LLCCurrent– present · 19 yearsLincolnshire, IL · Adviser representative · Firm CRD 142788
- Securus Investment Management, LLC– · under a yearLagrange, IL · Adviser representative · Firm CRD 140870
Investment adviser representative registrations
Robert Cook is registered as an investment adviser representative in 2 states. The first approvals date from January 2007; the most recent is Florida, in March 2020.
- FloridaSince 6 March 2020
- IllinoisSince 19 January 2007
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 April 2005 |
| Series 3 | National Commodity Futures Examination | 18 February 1997 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Full name
- Robert James Cook
- CRD
- 2861780
- Firm
- Dream Capital Advisors · CRD 142788
- Role
- President and CCO
- Office
- 250 PARKWAY DRIVE, SUITE 150, Lincolnshire, IL 60069
- Registration
- Investment adviser registration
- In the industry since
- December 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Robert Cook work?
Robert Cook has been President and CCO of Dream Capital Advisors, LLC since December 2006, and is a control person of the firm.
Is Robert Cook a financial advisor?
Yes. Robert Cook has a current investment-adviser registration in Florida and Illinois, through Dream Capital Advisors since January 2007.
How many years of experience does Robert Cook have?
Robert Cook has 19 years in the financial industry, since December 2006, across 2 adviser firms.
What exams has Robert Cook passed?
Robert Cook has passed 2 licensing exams: the Series 3 and Series 65. The earliest, the Series 3, was passed in February 1997.
Where did Robert Cook work before Dream Capital Advisors?
Before Dream Capital Advisors, Robert Cook was registered through Securus Investment Management, LLC, October 2006 to December 2006.
Where is Robert Cook based?
Robert Cook’s registered office is in Lincolnshire, IL.
Is Robert Cook registered with FINRA?
No. Robert Cook has no current broker registration.
How can I verify Robert Cook’s record?
Search CRD 2861780 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Cook’s full registration record.