Diversified Investment Strategies provides portfolio management for individuals and small businesses, publishing newsletters, and educational seminars. The firm advises 1 private fund.
Diversified Investment Strategies reports 168 clients. They include 89 individual clients and 79 high-net-worth individuals. Of its assets, 93.0% ($185M across 266 accounts) are managed with discretion; $14M across 50 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 53% | 21% |
| High-net-worth individuals | 47% | 79% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 89 | $42.6M | 21.4% | $479K |
| High-net-worth individuals | 79 | $157M | 78.6% | $1.98M |
| Total | 168 | $199M | 100% | $1.19M |
- Clients
- 89
- Regulatory AUM
- $42.6M
- AUM share
- 21.4%
- Avg. per client
- $479K
- Clients
- 79
- Regulatory AUM
- $157M
- AUM share
- 78.6%
- Avg. per client
- $1.98M
Total
- Clients
- 168
- Regulatory AUM
- $199M
- AUM share
- 100%
- Avg. per client
- $1.19M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 1
Diversified Investment Strategies charges 0.35%–1.35% a year for its Investment Advisory Services. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Tax Preparation Services
- Tax preparation for a simple return is $250 per return, more for complex returns, under a separate engagement letter.
Shane Haag owns 50% to 75% of Diversified Investment Strategies. The leadership team of Diversified Investment Strategies includes Chief Compliance Officer Shane Haag. It has 6 employees, 3 of them in advisory roles.
Staff
- 6 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 insurance agents
- Owns 50% to 75% of Diversified Investment Strategies, LLC
Shane Haag
Control person · since February 2011
- Owns 50% to 75% of Diversified Investment Strategies, LLC
James Pope
Control person · since February 2011
Diversified Investment Strategies’ regulatory assets grew from $162M (March 2021) to $199M (February 2026); clients fell from 194 to 168 and employees rose from 5 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $199M | 168 | 6 | 8 |
| Jan 2025January 2025 | $195M | 170 | 6 | 8 |
| Feb 2024February 2024 | $186M | 174 | 5 | 2 |
| Jul 2023July 2023 | $179M | 186 | 5 | 2 |
| Mar 2022March 2022 | $194M | 369 | 5 | 2 |
| Mar 2021March 2021 | $162M | 194 | 5 | 2 |
Besides its headquarters, Diversified Investment Strategies has 7 offices (6 private residences, listed without an address), with 2 listed addresses in 1 state.
Louisiana · 2 listed addresses
- 4870 Bluebonnet BLVD., Suite B, Baton RougeHQ
- 405 West Main Street, Suite 107, Lafayette
Other business names
Diversified Investment Strategies has reported 1 other business name to the SEC.
- Advisor.investments
Contact and registration details
- Legal name
- Diversified Investment Strategies, LLC
- Headquarters
- 4870 Bluebonnet BLVD., Suite B, Baton Rouge, LA 70809
- Website
- advisor.investments
- Phone
- 225-292-0687
- @advisor-investments
- SEC file
- 801-67260
- Structure
- Louisiana LLC
- Fiscal year end
- December
Diversified Investment Strategies’ named custodian for separately managed accounts is Charles Schwab ($199M). Diversified Investment Strategies has custody of $116M for 116 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $199M100%
At year end, Diversified Investment Strategies’ separately managed accounts were mostly in stocks (75%) and bonds (13%). Its reported 13F holdings for the quarter ended 30 June 2026 total $155M across 52 positions; the largest are Exxon Mobil Corp. (17.6%), ST Joe CO (10.5%) and Dicks Sporting Goods Inc. (6.1%).
What the accounts hold
- Stocks75%
- Bonds13%
- U.S. government and agency bonds11%
- Investment grade corporate bonds2%
- Cash12%
How many clients does Diversified Investment Strategies have?
Diversified Investment Strategies has 168 clients and manages $199 million for them, as of February 2026. They include 89 individual clients and 79 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 February 2026
What services does Diversified Investment Strategies offer?
Diversified Investment Strategies provides portfolio management for individuals and small businesses, publishing newsletters, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Diversified Investment Strategies charge?
Diversified Investment Strategies charges 0.35%–1.35% a year for its Investment Advisory Services. The fee is billed in advance and is negotiable.
Which custodians does Diversified Investment Strategies use?
Diversified Investment Strategies’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $199M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 February 2026
How many financial advisors does Diversified Investment Strategies have?
Diversified Investment Strategies has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Diversified Investment Strategies invest in?
At the end of its last fiscal year, Diversified Investment Strategies’ separately managed accounts held 75% exchange-traded equities, 12% cash and equivalents, 11% U.S. government and agency bonds and 2% investment grade corporate bonds. It advises 1 private fund.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Diversified Investment Strategies?
Diversified Investment Strategies’ direct owners are Shane Haag (50% to 75%) and James Pope (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 20 February 2026
How does Diversified Investment Strategies get paid?
Diversified Investment Strategies is paid through a percentage of assets under management, commissions, performance-based fees and other compensation.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Diversified Investment Strategies?
Diversified Investment Strategies’ main office is at 4870 Bluebonnet BLVD., Suite B, Baton Rouge, LA 70809. Its phone number is 225-292-0687. Its website is advisor.investments.
