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David McFadden

Investment adviser representative at Diversified Investment Strategies in Baton Rouge, LA

Investment adviser registrationUpdated

David McFadden is an investment adviser representative at Diversified Investment Strategies, LLC, an investment adviser managing $199M, and works from its Baton Rouge, LA office. David McFadden has been registered through Diversified Investment Strategies since 19 February 2008, has 19 years in the industry across 2 firms and has passed the Series 7 and Series 66.

19
Years in industry
18
Years at firm
2
Adviser firms
6
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

David McFadden has been an investment adviser representative at Diversified Investment Strategies since February 2008, and is not listed among the firm’s executive officers or direct owners.

Diversified Investment Strategies, LLC is a Baton Rouge, LA firm with $199M under management, 168 clients and 3 advisers across 8 offices, as of its February 2026 filing.

David McFadden’s longest registration is the current one, 18 years at Diversified Investment Strategies since 2008. Before joining Diversified Investment Strategies in 2008, David McFadden was registered through Qa3 Financial LLC.

  1. – present · 18 years
    Baton Rouge, LA · Adviser representative · Firm CRD 142202
  2. Qa3 Financial LLC
    – · 1 year
    Baton Rouge, LA · Adviser representative · Firm CRD 104957

Credentials and registrations

Investment adviser representative registrations

David McFadden is registered as an investment adviser representative in 6 states. The first approvals date from February 2008; the most recent is Florida, in March 2008.

  • AlabamaSince 19 February 2008
  • FloridaSince 13 March 2008
  • LouisianaSince 19 February 2008
  • MississippiSince 19 February 2008
  • NebraskaSince 19 February 2008
  • TexasSince 19 February 2008

Examinations

Series 6616 May 2007
Name
Uniform Combined State Law Examination
Series 721 December 2005
Name
General Securities Representative Examination

Key facts

Full name
David Reggie McFadden
CRD
4813257
Office
4870 BLUEBONNET BLVD., SUITE B, Baton Rouge, LA 70809
Registration
Investment adviser registration
In the industry since
November 2006
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does David McFadden work?

David McFadden is an investment adviser representative registered through Diversified Investment Strategies, LLC since February 2008, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 22 October 2026

Is David McFadden a financial advisor?

Yes. David McFadden has a current investment-adviser registration in Alabama, Florida, Louisiana, Mississippi, Nebraska and Texas, through Diversified Investment Strategies since February 2008.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does David McFadden have?

David McFadden has 19 years in the financial industry, since November 2006, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has David McFadden passed?

David McFadden has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2005.

Source: IAPD individual record, checked 22 October 2026

Where did David McFadden work before Diversified Investment Strategies?

Before Diversified Investment Strategies, David McFadden was registered through Qa3 Financial LLC, November 2006 to February 2008.

Source: IAPD individual record, checked 22 October 2026

Where is David McFadden based?

David McFadden’s registered office is in Baton Rouge, LA.

Source: IAPD individual record, checked 22 October 2026

Is David McFadden registered with FINRA?

No. David McFadden has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify David McFadden’s record?

Search CRD 4813257 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David McFadden’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Diversified Investment Strategies

Sources

  1. IAPD individual record, CRD 4813257, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Diversified Investment Strategies, LLC, filed 20 February 2026. Executive officers and direct owners; this person is not among them.