Shane Haag has been Member/Chief Compliance Officer of Diversified Investment Strategies since February 2011, is a control person of the firm and directly owns between 50% and 75% of it. Shane Haag holds a Bachelor of Science in Business Administration from the University of Nebraska at Lincoln.
Diversified Investment Strategies, LLC is a Baton Rouge, LA firm with $199M under management, 168 clients and 3 advisers across 8 offices, as of its February 2026 filing.
Shane Haag is Investment Advisor of Advisor.Investments. He and James Pope launched Diversified Investment Strategies, LLC in 2005 and rebranded the company as Advisor.Investments in 2017. He oversees Marketing and Compliance and works with clients on retirement-related matters. He has been in the securities industry since 1993 and worked for Securities America before moving to Louisiana in 1997.
Shane Haag’s longest registration is the current one, 18 years at Diversified Investment Strategies since 2008. Before joining Diversified Investment Strategies in 2008, Shane Haag was registered through Qa3 Financial LLC and Securities America Advisors, Inc.
- Advisor.investmentsCurrent– present · 18 yearsBaton Rouge, LA · Adviser representative · Firm CRD 142202
- – · under a yearBaton Rouge, LA · Adviser representative · Firm CRD 142202
- Qa3 Financial LLC– · 1 yearBaton Rouge, LA · Adviser representative · Firm CRD 104957
- Securities America Advisors, Inc.– · 2 yearsBaton Rouge, LA · Adviser representative · Firm CRD 110518
Investment adviser representative registrations
Shane Haag is registered as an investment adviser representative in 6 states, as a resident of Texas. The first approvals date from February 2008; the most recent is Louisiana, in March 2008.
- AlabamaSince 29 February 2008
- FloridaSince 20 February 2008
- LouisianaSince 4 March 2008
- MississippiSince 19 February 2008
- NebraskaSince 22 February 2008
- TexasResidentSince 20 February 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 30 November 2006 |
| Series 4 | Registered Options Principal Examination | 17 September 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 7 October 1994 |
| Series 24 | General Securities Principal Examination | 16 August 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 June 1994 |
| Series 7 | General Securities Representative Examination | 26 April 1994 |
- Name
- Uniform Combined State Law Examination
- Name
- Registered Options Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Shane Joseph Haag
- CRD
- 2363899
- Firm
- Diversified Investment Strategies · CRD 142202
- Role
- Member/Chief Compliance Officer
- Office
- 4870 BLUEBONNET BLVD., SUITE B, Baton Rouge, LA 70809
- Registration
- Investment adviser registration
- In the industry since
- April 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- advisor.investments
Where does Shane Haag work?
Shane Haag has been Member/Chief Compliance Officer of Diversified Investment Strategies, LLC since February 2011, and is a control person of the firm.
Is Shane Haag a financial advisor?
Yes. Shane Haag has a current investment-adviser registration in Alabama, Florida, Louisiana, Mississippi, Nebraska and Texas, through Diversified Investment Strategies since February 2008.
How many years of experience does Shane Haag have?
Shane Haag has 22 years in the financial industry, since April 2004, across 3 adviser firms.
What exams has Shane Haag passed?
Shane Haag has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 65, Series 4 and Series 66. The earliest, the Series 7, was passed in April 1994.
Where did Shane Haag work before Diversified Investment Strategies?
Before Diversified Investment Strategies, Shane Haag was registered through Diversified Investment Strategies, LLC, November 2006 to November 2006; Qa3 Financial LLC, September 2006 to February 2008; Securities America Advisors, Inc., April 2004 to October 2006.
Where is Shane Haag based?
Shane Haag’s registered office is in Baton Rouge, LA.
Is Shane Haag registered with FINRA?
No. Shane Haag has no current broker registration.
How can I verify Shane Haag’s record?
Search CRD 2363899 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Shane Haag’s full registration record.
