Firms by custodian
Registered investment advisers that custody at Transamerica Capital
Search the full directory by firm name, city, state, CRD number or custodian.
4 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| NPPG Plan Professionals | Shrewsbury, NJ | $6.27B |
| PointOak Retirement Advisors | McLean, VA | $1.08B |
| Elevated Financial Group | Indianapolis, IN | $532M |
| Atlas Fiduciary Services | Concord, NH | $269M |
- Headquarters
- Shrewsbury, NJ
- Regulatory AUM
- $6.27B
- Headquarters
- McLean, VA
- Regulatory AUM
- $1.08B
- Headquarters
- Indianapolis, IN
- Regulatory AUM
- $532M
- Headquarters
- Concord, NH
- Regulatory AUM
- $269M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Transamerica Capital here says only what the filing says, and implies nothing about either firm's service.