Firms by custodian
Registered investment advisers that custody at Trade-PMR
Search the full directory by firm name, city, state, CRD number or custodian.
27 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| KCD Financial | Green Bay, WI | $202M |
| Grand Central Investment Group | Tampa, FL | $196M |
| Michael Traxler Wealth Management | New Prague, MN | $195M |
| Rabe Investment Consulting Group | Richfield, OH | $147M |
| Carota Wealth Management | $135M | |
| CMC Financial Group | Atlanta, GA | $119M |
| Caerus Investment Advisors | $117M |
- Headquarters
- Green Bay, WI
- Regulatory AUM
- $202M
- Headquarters
- Tampa, FL
- Regulatory AUM
- $196M
- Headquarters
- New Prague, MN
- Regulatory AUM
- $195M
- Headquarters
- Richfield, OH
- Regulatory AUM
- $147M
- Headquarters
- Regulatory AUM
- $135M
- Headquarters
- Atlanta, GA
- Regulatory AUM
- $119M
- Headquarters
- Regulatory AUM
- $117M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Trade-PMR here says only what the filing says, and implies nothing about either firm's service.